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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQE icon
751
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$489K 0.02%
5,447
-742
-12% -$68.4K
CUE icon
752
Cue Biopharma
CUE
$136M
$487K 0.02%
14,906
+1,528
+11% +$57.4K
KLAC icon
753
KLA
KLAC
$262B
$486K 0.02%
7,720
+470
+6% +$31.8K
LZB icon
754
La-Z-Boy
LZB
$1.61B
$484K 0.02%
11,120
-647
-5% -$27.3K
RYLD icon
755
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$484K 0.02%
29,593
-4,655
-14% -$76.6K
OMFL icon
756
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.71B
$481K 0.02%
8,874
-199
-2% -$10.8K
MISL icon
757
First Trust Indxx Aerospace & Defense ETF
MISL
$760M
$481K 0.02%
15,799
-241
-2% -$7.68K
GCC icon
758
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$480K 0.02%
25,501
+3,762
+17% +$71.4K
PDEC icon
759
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$479K 0.02%
12,471
-5,274
-30% -$204K
TACK icon
760
Fairlead Tactical Sector ETF
TACK
$290M
$479K 0.02%
+17,496
New +$494K
PBA icon
761
Pembina Pipeline
PBA
$29.1B
$478K 0.02%
12,946
-3,850
-23% -$157K
ATO icon
762
Atmos Energy
ATO
$29.7B
$474K 0.01%
3,402
-1,778
-34% -$253K
GEHC icon
763
GE HealthCare
GEHC
$28.2B
$473K 0.01%
6,052
+102
+2% +$8.67K
SQM icon
764
Sociedad Química y Minera de Chile
SQM
$19.7B
$473K 0.01%
13,011
+581
+5% +$22.7K
FID icon
765
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$472K 0.01%
28,973
-325
-1% -$5.52K
AJG icon
766
Arthur J. Gallagher & Co
AJG
$65.2B
$464K 0.01%
1,633
-8,662
-84% -$2.52M
ETR icon
767
Entergy
ETR
$52.9B
$462K 0.01%
6,096
-268
-4% -$19.3K
BSEP icon
768
Innovator US Equity Buffer ETF September
BSEP
$215M
$459K 0.01%
10,703
-155
-1% -$6.64K
BINC icon
769
BlackRock Flexible Income ETF
BINC
$16.1B
$456K 0.01%
8,774
-185
-2% -$9.74K
IETC icon
770
iShares US Tech Independence Focused ETF
IETC
$657M
$452K 0.01%
5,300
+530
+11% +$43.8K
SNOV icon
771
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$452K 0.01%
+19,568
New +$457K
NLY icon
772
Annaly Capital Management
NLY
$17B
$451K 0.01%
24,654
-2,470
-9% -$48.3K
HUT
773
Hut 8
HUT
$11.6B
$451K 0.01%
+22,000
New +$449K
BNY
774
Bank of New York Mellon
BNY
$107B
$450K 0.01%
5,862
+392
+7% +$30.3K
JMUB icon
775
JPMorgan Municipal ETF
JMUB
$8.32B
$450K 0.01%
8,980
+498
+6% +$25.2K
29 30
31
32 33

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.