We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRPT icon
751
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$86.4M
$473K 0.02%
86,559
+57,805
+201% +$365K
MCHP icon
752
Microchip Technology
MCHP
$42.3B
$472K 0.02%
7,730
-25
-0.3% -$1.64K
XRX icon
753
Xerox
XRX
$357M
$472K 0.02%
36,095
+348
+1% +$5.63K
IXJ icon
754
iShares Global Healthcare ETF
IXJ
$4.08B
$470K 0.02%
6,235
+70
+1% +$5.66K
EMB icon
755
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$468K 0.02%
5,894
-1,191
-17% -$102K
VRN
756
DELISTED
Veren
VRN
$468K 0.02%
75,900
+2,400
+3% +$17.1K
DVYE icon
757
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$466K 0.02%
+20,567
New +$524K
KHC icon
758
Kraft Heinz
KHC
$31.1B
$466K 0.02%
13,979
+857
+7% +$31.8K
WTRG icon
759
Essential Utilities
WTRG
$11.2B
$466K 0.02%
11,250
+2,258
+25% +$109K
IYK icon
760
iShares US Consumer Staples ETF
IYK
$1.41B
$463K 0.02%
7,716
+1,995
+35% +$131K
LIVE icon
761
Live Ventures
LIVE
$30.7M
$463K 0.02%
18,478
+1,784
+11% +$51K
AIVI icon
762
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$461K 0.02%
15,125
+8
+0.1% +$278
FUMB icon
763
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$461K 0.02%
+23,249
New +$464K
LEN icon
764
Lennar Class A
LEN
$20.5B
$459K 0.02%
6,361
-721
-10% -$56K
MSCI icon
765
MSCI
MSCI
$41.5B
$459K 0.02%
1,088
+61
+6% +$27.9K
FRT icon
766
Federal Realty Investment Trust
FRT
$11B
$458K 0.02%
5,085
+565
+13% +$57.4K
VTWO icon
767
Vanguard Russell 2000 ETF
VTWO
$17.4B
$458K 0.02%
6,880
-455
-6% -$33.5K
PPA icon
768
Invesco Aerospace & Defense ETF
PPA
$8.37B
$453K 0.02%
7,022
+3,207
+84% +$229K
IGM icon
769
iShares Expanded Tech Sector ETF
IGM
$9.92B
$452K 0.02%
9,816
+3,816
+64% +$201K
WELL icon
770
Welltower
WELL
$175B
$452K 0.02%
7,025
-911
-11% -$71.2K
BTI icon
771
British American Tobacco
BTI
$131B
$451K 0.02%
12,695
+1,340
+12% +$53.7K
RYLD icon
772
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$451K 0.02%
24,487
+8,441
+53% +$172K
MFIC icon
773
MidCap Financial Investment
MFIC
$790M
$450K 0.02%
44,023
+2,954
+7% +$36K
REET icon
774
iShares Global REIT ETF
REET
$5.16B
$450K 0.02%
21,157
+5,932
+39% +$146K
BIIB icon
775
Biogen
BIIB
$29.5B
$449K 0.02%
1,683
-32
-2% -$6.8K
29 30
31
32 33

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.