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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CROX icon
726
Crocs
CROX
$6.63B
$528K 0.02%
4,818
-2,281
-32% -$265K
MTB icon
727
M&T Bank
MTB
$35.9B
$526K 0.02%
2,798
-136
-5% -$27K
KOCT icon
728
Innovator US Small Cap Power Buffer ETF October
KOCT
$140M
$524K 0.02%
+17,131
New +$529K
VPC icon
729
Virtus Private Credit Strategy ETF
VPC
$30.1M
$523K 0.02%
24,061
-491
-2% -$11K
FXH icon
730
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$522K 0.02%
5,010
-459
-8% -$49.8K
BMAR icon
731
Innovator US Equity Buffer ETF March
BMAR
$249M
$519K 0.02%
11,247
-415
-4% -$19K
AIFD
732
TCW Artificial Intelligence ETF
AIFD
$127M
$518K 0.02%
17,690
-1,241
-7% -$35.7K
COWG icon
733
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.2B
$518K 0.02%
+16,158
New +$510K
NICE icon
734
Nice
NICE
$5.58B
$517K 0.02%
3,045
-210
-6% -$37.4K
GCOW icon
735
Pacer Global Cash Cows Dividend ETF
GCOW
$3.35B
$517K 0.02%
15,315
-8,537
-36% -$300K
PJUL icon
736
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$514K 0.02%
12,495
-2,080
-14% -$85.2K
ICE icon
737
Intercontinental Exchange
ICE
$83.7B
$514K 0.02%
3,452
+142
+4% +$22.5K
IXUS icon
738
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$513K 0.02%
7,762
-168
-2% -$11.7K
JPEM icon
739
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$384M
$508K 0.02%
9,793
+2,891
+42% +$157K
GXO icon
740
GXO Logistics
GXO
$6.13B
$502K 0.02%
11,546
-534
-4% -$29.4K
OBIL icon
741
US Treasury 12 Month Bill ETF
OBIL
$307M
$502K 0.02%
10,021
-135
-1% -$6.76K
FELG icon
742
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.4B
$500K 0.02%
14,147
+181
+1% +$6.27K
DNP icon
743
DNP Select Income Fund
DNP
$4.14B
$500K 0.02%
56,643
+3,758
+7% +$35.4K
FNY icon
744
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$582M
$499K 0.02%
6,236
-166
-3% -$13.8K
FXG icon
745
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$499K 0.02%
7,788
+530
+7% +$35.7K
GDV icon
746
Gabelli Dividend & Income Trust
GDV
$2.62B
$496K 0.02%
20,556
+269
+1% +$6.64K
BEN icon
747
Franklin Resources
BEN
$17.3B
$495K 0.02%
24,383
+7,192
+42% +$152K
FALN icon
748
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$494K 0.02%
18,499
-3,096
-14% -$83.7K
MRSH
749
Marsh
MRSH
$87.7B
$494K 0.02%
2,326
+66
+3% +$14.6K
BMAY icon
750
Innovator US Equity Buffer ETF May
BMAY
$230M
$491K 0.02%
12,178
-4,985
-29% -$200K
28 29
30
31 32

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.