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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBLK icon
726
Star Bulk Carriers
SBLK
$3.14B
$501K 0.02%
28,652
+2,774
+11% +$63.3K
PBA icon
727
Pembina Pipeline
PBA
$29.9B
$500K 0.02%
16,448
+102
+0.6% +$3.64K
SCHW
728
Charles Schwab
SCHW
$177B
$500K 0.02%
6,954
-172
-2% -$11.9K
AIG icon
729
American International
AIG
$41.9B
$499K 0.02%
10,508
+705
+7% +$37K
ENPH icon
730
Enphase Energy
ENPH
$4.84B
$499K 0.02%
1,799
+235
+15% +$63.4K
GDV icon
731
Gabelli Dividend & Income Trust
GDV
$2.6B
$498K 0.02%
26,624
-56
-0.2% -$1.19K
PNR icon
732
Pentair
PNR
$10.2B
$497K 0.02%
12,234
+280
+2% +$13K
ON icon
733
ON Semiconductor
ON
$33.8B
$496K 0.02%
7,959
+1,128
+17% +$72.6K
VCR icon
734
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$496K 0.02%
2,109
-32
-1% -$8.28K
MDYG icon
735
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$495K 0.02%
8,210
-100
-1% -$6.6K
UTF icon
736
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$493K 0.02%
21,225
+3,230
+18% +$85K
GLPI icon
737
Gaming and Leisure Properties
GLPI
$12.8B
$492K 0.02%
11,117
-400
-3% -$19.8K
TFLO icon
738
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$490K 0.02%
9,704
-31,249
-76% -$1.58M
DAUG icon
739
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$486K 0.02%
16,191
+4,708
+41% +$151K
ESGE icon
740
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$486K 0.02%
17,581
-1,843
-9% -$57.5K
GLBE icon
741
Global E Online
GLBE
$6.08B
$486K 0.02%
18,152
+2,692
+17% +$76.6K
CCS icon
742
Century Communities
CCS
$2B
$485K 0.02%
11,330
-50
-0.4% -$2.42K
MCK icon
743
McKesson
MCK
$98.5B
$485K 0.02%
1,425
+150
+12% +$52.1K
EIGR
744
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$482K 0.02%
2,132
+9
+0.4% +$2.21K
XHE icon
745
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$481K 0.02%
5,635
-452
-7% -$41.9K
PTMC icon
746
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$479K 0.02%
14,892
-8,958
-38% -$301K
XMLV icon
747
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$479K 0.02%
9,979
-348
-3% -$18.4K
PTY icon
748
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$477K 0.02%
40,585
-3,434
-8% -$45.5K
PGHY icon
749
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$476K 0.02%
25,101
-1,843
-7% -$35.5K
PMAY icon
750
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$474K 0.02%
17,691
+2,620
+17% +$74.1K
28 29
30
31 32

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.