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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGDV icon
51
Capital Group Dividend Value ETF
CGDV
$36.6B
$9.96M 0.31%
282,413
-10,010
-3% -$364K
IMCG icon
52
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$9.95M 0.31%
131,788
+13,134
+11% +$1M
BIV icon
53
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$9.94M 0.31%
133,040
-20,453
-13% -$1.56M
FIXD icon
54
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$9.89M 0.31%
230,210
-113,367
-33% -$4.97M
WMT icon
55
Walmart Inc
WMT
$871B
$9.8M 0.31%
108,496
-21,280
-16% -$1.85M
CAT icon
56
Caterpillar
CAT
$409B
$9.56M 0.3%
26,353
+1,508
+6% +$585K
IEFA icon
57
iShares Core MSCI EAFE ETF
IEFA
$186B
$9.49M 0.3%
135,084
-88
-0.1% -$6.49K
XOM icon
58
ExxonMobil
XOM
$651B
$9.31M 0.29%
86,544
-4,641
-5% -$543K
JNJ icon
59
Johnson & Johnson
JNJ
$635B
$8.77M 0.28%
60,619
-1,574
-3% -$244K
CRM icon
60
Salesforce
CRM
$134B
$8.57M 0.27%
25,620
+617
+2% +$197K
VZ icon
61
Verizon
VZ
$194B
$8.44M 0.26%
210,952
-28,619
-12% -$1.21M
TDIV icon
62
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$8.36M 0.26%
106,605
+4,401
+4% +$353K
NEE icon
63
NextEra Energy
NEE
$187B
$8.23M 0.26%
114,802
-5,203
-4% -$404K
CVX icon
64
Chevron
CVX
$388B
$8.23M 0.26%
56,810
+6,515
+13% +$997K
BNDX icon
65
Vanguard Total International Bond ETF
BNDX
$82B
$8.19M 0.26%
166,984
-11,768
-7% -$589K
FV icon
66
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$8.17M 0.26%
138,366
+14,356
+12% +$860K
AIRR icon
67
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$8.11M 0.25%
105,244
+5,418
+5% +$432K
XLV icon
68
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$8.06M 0.25%
58,615
-627
-1% -$91.8K
RDVY icon
69
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$8M 0.25%
135,279
-825
-0.6% -$50.3K
IBM icon
70
IBM
IBM
$202B
$7.94M 0.25%
36,103
+1,972
+6% +$439K
ABT icon
71
Abbott
ABT
$180B
$7.93M 0.25%
70,070
-2,763
-4% -$319K
ITOT icon
72
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$7.87M 0.25%
61,189
-3,265
-5% -$423K
IAU icon
73
iShares Gold Trust
IAU
$63B
$7.81M 0.25%
157,746
+17,016
+12% +$855K
WM icon
74
Waste Management
WM
$95.9B
$7.73M 0.24%
38,330
-8,304
-18% -$1.78M
XLF icon
75
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$7.61M 0.24%
157,522
-11,549
-7% -$558K
1 2
3
4 5

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.