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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
51
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$10.6M 0.33%
177,970
+83,994
+89% +$5.02M
FTCS icon
52
First Trust Capital Strength ETF
FTCS
$8.05B
$10.5M 0.33%
123,096
+57,511
+88% +$4.75M
IGIB icon
53
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$10.5M 0.33%
203,601
+126,546
+164% +$6.5M
VZ icon
54
Verizon
VZ
$203B
$10.4M 0.33%
248,131
+142,679
+135% +$5.76M
IUSV icon
55
iShares Core S&P US Value ETF
IUSV
$27.5B
$10.2M 0.32%
113,133
+71,178
+170% +$6.13M
WM icon
56
Waste Management
WM
$96.4B
$10.2M 0.32%
47,636
+23,618
+98% +$4.64M
RDVY icon
57
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$9.88M 0.31%
175,817
+86,930
+98% +$4.56M
IEFA icon
58
iShares Core MSCI EAFE ETF
IEFA
$188B
$9.72M 0.31%
130,906
+68,699
+110% +$4.89M
CAT icon
59
Caterpillar
CAT
$383B
$9.7M 0.3%
26,475
+12,828
+94% +$4.1M
CGDV icon
60
Capital Group Dividend Value ETF
CGDV
$37.5B
$9.5M 0.3%
292,182
+155,013
+113% +$4.76M
XLV icon
61
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$9.16M 0.29%
62,015
+31,830
+105% +$4.57M
SCHG icon
62
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$9.14M 0.29%
394,112
+264,600
+204% +$5.85M
ICSH icon
63
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$8.52M 0.27%
168,536
+75,735
+82% +$3.82M
CRM icon
64
Salesforce
CRM
$150B
$8.5M 0.27%
28,225
+16,670
+144% +$4.81M
BIV icon
65
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$8.48M 0.27%
112,475
+83,873
+293% +$6.32M
VCSH icon
66
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.44M 0.27%
109,195
+76,552
+235% +$5.91M
WMT icon
67
Walmart Inc
WMT
$909B
$8.31M 0.26%
138,043
+66,985
+94% +$3.83M
AVGO icon
68
Broadcom
AVGO
$1.82T
$8.29M 0.26%
62,560
+47,280
+309% +$5.86M
ITOT icon
69
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
$8.27M 0.26%
71,755
+24,815
+53% +$2.72M
LMBS icon
70
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$8.15M 0.26%
168,822
+74,197
+78% +$3.58M
XLE icon
71
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$8.13M 0.26%
172,294
+48,228
+39% +$2.07M
JANW icon
72
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$346M
$8.02M 0.25%
+255,130
New +$7.86M
TSLA icon
73
Tesla
TSLA
$1.21T
$8.02M 0.25%
45,619
+17,949
+65% +$3.51M
SDVY icon
74
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.7B
$7.97M 0.25%
228,883
+190,471
+496% +$6.22M
NEE icon
75
NextEra Energy
NEE
$189B
$7.88M 0.25%
123,342
+63,076
+105% +$3.7M
1 2
3
4 5

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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.