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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $9.47M | 0.36% |
164,310
+58,101
| +55% | +$3.57M |
|
52
Vanguard Mid-Cap ETF
VO
$106B
| $9.41M | 0.36% |
200,284
-2,688
| -1% | -$140K |
|
53
Costco
COST
$415B
| $9.23M | 0.35% |
19,536
+1,251
| +7% | +$651K |
|
54
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $9.18M | 0.35% |
193,903
+7,786
| +4% | +$376K |
|
55
Walt Disney
DIS
$165B
| $9.13M | 0.35% |
96,828
-1,198
| -1% | -$128K |
|
56
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $9.03M | 0.34% |
68,872
+4,883
| +8% | +$685K |
|
57
Vanguard Value ETF
VTV
$189B
| $8.78M | 0.33% |
71,096
-7,943
| -10% | -$1.07M |
|
58
Chevron
CVX
$388B
| $8.64M | 0.33% |
60,159
-3,753
| -6% | -$572K |
|
59
Waste Management
WM
$95.9B
| $8.33M | 0.32% |
52,009
-864
| -2% | -$143K |
|
60
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $8.27M | 0.32% |
192,428
-3,052
| -2% | -$146K |
|
|
BSCM
61
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $8.18M | 0.31% |
386,373
-4,194
| -1% | -$88.9K |
|
62
iShares US Medical Devices ETF
IHI
$3.02B
| $7.97M | 0.3% |
168,921
-3,014
| -2% | -$156K |
|
63
iShares Core MSCI EAFE ETF
IEFA
$186B
| $7.97M | 0.3% |
151,240
-7,276
| -5% | -$428K |
|
64
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $7.96M | 0.3% |
134,090
-3,482
| -3% | -$238K |
|
|
65
PepsiCo
PEP
$186B
| $7.93M | 0.3% |
+48,556
| New | +$8.37M |
|
66
Vanguard Small-Cap ETF
VB
$79.5B
| $7.87M | 0.3% |
46,018
-1,941
| -4% | -$366K |
|
67
Merck
MRK
$324B
| $7.83M | 0.3% |
90,883
+3,546
| +4% | +$317K |
|
68
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $7.78M | 0.3% |
80,905
+12,043
| +17% | +$1.21M |
|
69
iShares Core S&P US Value ETF
IUSV
$27.2B
| $7.68M | 0.29% |
122,680
-9,094
| -7% | -$628K |
|
70
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
| $7.55M | 0.29% |
147,306
+74,892
| +103% | +$4.17M |
|
71
Vanguard Total Stock Market ETF
VTI
$654B
| $7.53M | 0.29% |
41,929
+950
| +2% | +$189K |
|
72
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $7.41M | 0.28% |
61,207
+14,560
| +31% | +$1.88M |
|
73
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $7.27M | 0.28% |
167,028
-1,904
| -1% | -$87.9K |
|
74
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $7.26M | 0.28% |
76,564
+6,919
| +10% | +$720K |
|
75
Walmart Inc
WMT
$871B
| $7.26M | 0.28% |
168,021
+5,346
| +3% | +$234K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.