SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
+$7.44M
4
AMZN icon
Amazon
AMZN
+$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CI icon
701
Cigna
CI
$80B
$550K 0.02%
1,991
-1,098
-36% -$303K
FN icon
702
Fabrinet
FN
$13.2B
$549K 0.02%
2,499
+91
+4% +$20K
ZTS icon
703
Zoetis
ZTS
$66.4B
$549K 0.02%
3,367
+140
+4% +$22.8K
CGUS icon
704
Capital Group Core Equity ETF
CGUS
$7.21B
$548K 0.02%
15,660
+897
+6% +$31.4K
OUSA icon
705
ALPS O'Shares US Quality Dividend ETF
OUSA
$821M
$547K 0.02%
10,304
+605
+6% +$32.1K
KNOV
706
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$19.6M
$545K 0.02%
+21,434
New +$545K
ATGE icon
707
Adtalem Global Education
ATGE
$4.8B
$545K 0.02%
+6,000
New +$545K
IBHF icon
708
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$947M
$544K 0.02%
23,518
+4,704
+25% +$109K
SOUN icon
709
SoundHound AI
SOUN
$5.9B
$544K 0.02%
27,398
+5,758
+27% +$114K
SVOL icon
710
Simplify Volatility Premium ETF
SVOL
$771M
$544K 0.02%
26,146
+10,802
+70% +$225K
RNTX
711
Rein Therapeutics, Inc. Common Stock
RNTX
$30.1M
$543K 0.02%
236,210
+23,800
+11% +$54.7K
CHD icon
712
Church & Dwight Co
CHD
$22.6B
$542K 0.02%
5,178
+137
+3% +$14.3K
CL icon
713
Colgate-Palmolive
CL
$66.7B
$541K 0.02%
5,956
-969
-14% -$88.1K
XJAN icon
714
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$42M
$541K 0.02%
16,031
– –
PDI icon
715
PIMCO Dynamic Income Fund
PDI
$7.6B
$539K 0.02%
29,381
-22,471
-43% -$412K
HRL icon
716
Hormel Foods
HRL
$13.7B
$539K 0.02%
17,173
+1,369
+9% +$42.9K
QQEW icon
717
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$1.86B
$534K 0.02%
4,276
+1,893
+79% +$237K
BUFG icon
718
FT Vest Buffered Allocation Growth ETF
BUFG
$282M
$534K 0.02%
21,806
-1,324
-6% -$32.4K
INTU icon
719
Intuit
INTU
$184B
$534K 0.02%
850
-163
-16% -$102K
RS icon
720
Reliance Steel & Aluminium
RS
$15.4B
$533K 0.02%
1,981
-408
-17% -$110K
RCL icon
721
Royal Caribbean
RCL
$90.7B
$532K 0.02%
2,308
-5
-0.2% -$1.15K
BGLD icon
722
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$73.2M
$531K 0.02%
28,938
+8,491
+42% +$156K
VICI icon
723
VICI Properties
VICI
$35.4B
$529K 0.02%
18,126
-89
-0.5% -$2.6K
VBK icon
724
Vanguard Small-Cap Growth ETF
VBK
$20.4B
$529K 0.02%
1,887
-193
-9% -$54.1K
BDEC icon
725
Innovator US Equity Buffer ETF December
BDEC
$205M
$528K 0.02%
12,242
-3,011
-20% -$130K
27 28
29
30 31