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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
701
Cigna
CI
$77B
$550K 0.02%
1,991
-1,098
-36% -$350K
FN icon
702
Fabrinet
FN
$16.9B
$549K 0.02%
2,499
+91
+4% +$21.9K
ZTS icon
703
Zoetis
ZTS
$32.2B
$549K 0.02%
3,367
+140
+4% +$25K
CGUS icon
704
Capital Group Core Equity ETF
CGUS
$11.1B
$548K 0.02%
15,660
+897
+6% +$31.4K
OUSA icon
705
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$547K 0.02%
10,304
+605
+6% +$32.8K
KNOV
706
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$44.5M
$545K 0.02%
+21,434
New +$555K
CVSA
707
Covista Inc
CVSA
$4.09B
$545K 0.02%
+6,000
New +$502K
IBHF icon
708
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$821M
$544K 0.02%
23,518
+4,704
+25% +$109K
SOUN icon
709
SoundHound AI
SOUN
$2.79B
$544K 0.02%
27,398
+5,758
+27% +$55.5K
SVOL icon
710
Simplify Volatility Premium ETF
SVOL
$525M
$544K 0.02%
26,146
+10,802
+70% +$233K
RNTX
711
Rein Therapeutics
RNTX
$66.9M
$543K 0.02%
236,210
+23,800
+11% +$72.1K
CHD icon
712
Church & Dwight Co
CHD
$23.4B
$542K 0.02%
5,178
+137
+3% +$14.5K
CL icon
713
Colgate-Palmolive
CL
$73.6B
$541K 0.02%
5,956
-969
-14% -$92.5K
XJAN icon
714
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.4M
$541K 0.02%
16,031
– –
PDI icon
715
PIMCO Dynamic Income Fund
PDI
$7.33B
$539K 0.02%
29,381
-22,471
-43% -$437K
HRL icon
716
Hormel Foods
HRL
$14.3B
$539K 0.02%
17,173
+1,369
+9% +$42.9K
QQEW icon
717
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$534K 0.02%
4,276
+1,893
+79% +$243K
BUFG icon
718
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$534K 0.02%
21,806
-1,324
-6% -$32.4K
INTU icon
719
Intuit
INTU
$83.1B
$534K 0.02%
850
-163
-16% -$104K
RS icon
720
Reliance Steel & Aluminium
RS
$20.6B
$533K 0.02%
1,981
-408
-17% -$121K
RCL icon
721
Royal Caribbean
RCL
$81.8B
$532K 0.02%
2,308
-5
-0.2% -$1.11K
BGLD icon
722
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$51.2M
$531K 0.02%
28,938
+8,491
+42% +$182K
VICI icon
723
VICI Properties
VICI
$29.5B
$529K 0.02%
18,126
-89
-0.5% -$2.81K
VBK icon
724
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$529K 0.02%
1,887
-193
-9% -$54.6K
BDEC icon
725
Innovator US Equity Buffer ETF December
BDEC
$216M
$528K 0.02%
12,242
-3,011
-20% -$131K
27 28
29
30 31

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BPS
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.