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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
676
Sysco
SYY
$40.2B
$585K 0.02%
7,657
-19,436
-72% -$1.49M
BBHY icon
677
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$615M
$585K 0.02%
12,689
+4,181
+49% +$195K
EFA icon
678
iShares MSCI EAFE ETF
EFA
$76.8B
$584K 0.02%
7,718
-4,549
-37% -$360K
FFLC icon
679
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.18B
$583K 0.02%
12,715
+897
+8% +$41.9K
EXC icon
680
Exelon
EXC
$48.2B
$583K 0.02%
15,498
-1,537
-9% -$59.6K
IGM icon
681
iShares Expanded Tech Sector ETF
IGM
$9.92B
$583K 0.02%
5,713
+452
+9% +$45.4K
VERX icon
682
Vertex
VERX
$2.05B
$582K 0.02%
10,908
+1,421
+15% +$68.9K
NVDL icon
683
GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF
NVDL
$3.2B
$579K 0.02%
26,157
+4,107
+19% +$99.2K
TRUP icon
684
Trupanion
TRUP
$1.08B
$579K 0.02%
12,007
+4,000
+50% +$205K
PKG icon
685
Packaging Corp of America
PKG
$22.5B
$578K 0.02%
2,568
+58
+2% +$13.4K
ATOM icon
686
Atomera
ATOM
$203M
$578K 0.02%
49,810
+24,810
+99% +$143K
IDU icon
687
iShares US Utilities ETF
IDU
$1.39B
$573K 0.02%
5,955
-299
-5% -$30.1K
ICVT icon
688
iShares Convertible Bond ETF
ICVT
$7.21B
$573K 0.02%
6,741
-30
-0.4% -$2.58K
DES icon
689
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$570K 0.02%
16,599
+277
+2% +$9.8K
EXI icon
690
iShares Global Industrials ETF
EXI
$1.42B
$564K 0.02%
3,993
-775
-16% -$114K
SRE icon
691
Sempra
SRE
$59.7B
$563K 0.02%
6,423
+249
+4% +$21.8K
LHX icon
692
L3Harris
LHX
$56.5B
$562K 0.02%
2,671
+58
+2% +$13.9K
HUBB icon
693
Hubbell
HUBB
$26.3B
$560K 0.02%
1,338
-281
-17% -$125K
REGN icon
694
Regeneron Pharmaceuticals
REGN
$69.9B
$557K 0.02%
782
+373
+91% +$313K
PTF icon
695
Invesco Dorsey Wright Technology Momentum ETF
PTF
$598M
$557K 0.02%
+7,673
New +$544K
MASI
696
DELISTED
Masimo
MASI
$556K 0.02%
3,365
+600
+22% +$94.7K
GLDM icon
697
SPDR Gold MiniShares Trust
GLDM
$27.8B
$554K 0.02%
10,661
+1,793
+20% +$94.5K
SGOL icon
698
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$554K 0.02%
22,125
+129
+0.6% +$3.28K
DFCF icon
699
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$552K 0.02%
13,374
+669
+5% +$28.2K
BNS icon
700
Scotiabank
BNS
$106B
$552K 0.02%
10,267
-822
-7% -$44.4K
26 27
28
29 30

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.