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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Williams Companies
WMB
$90.5B
| $579K | 0.02% |
20,230
-10,349
| -34% | -$337K |
|
677
Reaves Utility Income Fund
UTG
$3.69B
| $578K | 0.02% |
21,234
+1,404
| +7% | +$44.4K |
|
678
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
| $577K | 0.02% |
13,217
-1,290
| -9% | -$58.5K |
|
|
ATVI
679
DELISTED
Activision Blizzard
ATVI
| $577K | 0.02% |
7,760
-3,524
| -31% | -$276K |
|
680
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $575K | 0.02% |
7,986
+119
| +2% | +$9.41K |
|
681
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.21B
| $575K | 0.02% |
15,288
-122
| -0.8% | -$4.91K |
|
682
Zimmer Biomet
ZBH
$17.7B
| $572K | 0.02% |
5,472
-613
| -10% | -$67.3K |
|
683
Omnicom Group
OMC
$22.7B
| $569K | 0.02% |
9,024
+1,248
| +16% | +$84.6K |
|
684
Innovator US Equity Power Buffer ETF June
PJUN
$949M
| $567K | 0.02% |
19,993
-925
| -4% | -$27.7K |
|
|
X
685
DELISTED
US Steel
X
| $567K | 0.02% |
31,281
-7,110
| -19% | -$152K |
|
686
EOG Resources
EOG
$78B
| $565K | 0.02% |
5,054
-3,898
| -44% | -$437K |
|
687
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
| $564K | 0.02% |
12,738
-50
| -0.4% | -$2.43K |
|
|
FISV
688
Fiserv Inc
FISV
$27.2B
| $561K | 0.02% |
5,994
+27
| +0.5% | +$2.75K |
|
689
Aptus Behavioral Momentum ETF
ADME
$286M
| $556K | 0.02% |
16,686
-6,043
| -27% | -$214K |
|
690
iShares Global Clean Energy ETF
ICLN
$2.34B
| $556K | 0.02% |
29,121
-1,513
| -5% | -$32.2K |
|
691
iShares Semiconductor ETF
SOXX
$43.6B
| $556K | 0.02% |
5,235
-876
| -14% | -$110K |
|
692
Constellation Energy
CEG
$98B
| $555K | 0.02% |
6,672
+166
| +3% | +$12.2K |
|
693
Petrobras
PBR
$121B
| $555K | 0.02% |
44,991
+9,154
| +26% | +$121K |
|
694
Analog Devices
ADI
$181B
| $548K | 0.02% |
3,931
+210
| +6% | +$33.2K |
|
695
ARK Genomic Revolution ETF
ARKG
$1.54B
| $548K | 0.02% |
16,672
+936
| +6% | +$34.4K |
|
|
IBTE
696
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
| $547K | 0.02% |
22,840
+12,987
| +132% | +$315K |
|
697
BCE
BCE
$19.9B
| $540K | 0.02% |
12,877
+731
| +6% | +$35.5K |
|
698
Encore Capital Group
ECPG
$1.93B
| $540K | 0.02% |
11,874
+1,122
| +10% | +$64.5K |
|
699
Restaurant Brands International
QSR
$25.1B
| $540K | 0.02% |
10,156
+275
| +3% | +$15.5K |
|
700
Pool Corp
POOL
$6.7B
| $539K | 0.02% |
1,694
+73
| +5% | +$26K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.