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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
651
VanEck High Yield Muni ETF
HYD
$4.45B
$619K 0.02%
11,925
-24
-0.2% -$1.25K
LEN icon
652
Lennar Class A
LEN
$20.5B
$618K 0.02%
4,685
+471
+11% +$76.5K
PBI icon
653
Pitney Bowes
PBI
$2.46B
$618K 0.02%
85,350
-1,143
-1% -$8.49K
BAUG icon
654
Innovator US Equity Buffer ETF August
BAUG
$198M
$617K 0.02%
14,153
+55
+0.4% +$2.39K
IWN icon
655
iShares Russell 2000 Value ETF
IWN
$14.4B
$617K 0.02%
3,757
-4
-0.1% -$683
VONV icon
656
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$617K 0.02%
7,590
+788
+12% +$66.4K
IBHI icon
657
iShares iBonds 2029 Term High Yield and Income ETF
IBHI
$496M
$616K 0.02%
26,281
+14,737
+128% +$349K
ZBH icon
658
Zimmer Biomet
ZBH
$17.8B
$615K 0.02%
5,820
-607
-9% -$65.1K
PJAN icon
659
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$613K 0.02%
14,503
-14,336
-50% -$599K
IWD icon
660
iShares Russell 1000 Value ETF
IWD
$81.5B
$612K 0.02%
3,307
+6
+0.2% +$1.15K
FENY icon
661
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$607K 0.02%
25,445
-3,887
-13% -$97.4K
XCEM icon
662
Columbia EM Core ex-China ETF
XCEM
$1.91B
$600K 0.02%
20,257
-1,819
-8% -$57.4K
GLW icon
663
Corning
GLW
$123B
$598K 0.02%
12,589
+2,037
+19% +$96.5K
SKT icon
664
Tanger
SKT
$4.8B
$597K 0.02%
17,494
-181
-1% -$6.31K
BJAN icon
665
Innovator US Equity Buffer ETF January
BJAN
$342M
$595K 0.02%
12,412
-13,743
-53% -$650K
IOT icon
666
Samsara
IOT
$20.6B
$595K 0.02%
13,618
-1,264
-8% -$62.2K
SCHR
667
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$594K 0.02%
24,458
+410
+2% +$10.1K
SLYV icon
668
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
$594K 0.02%
6,806
-362
-5% -$32.3K
FMHI icon
669
First Trust Municipal High Income ETF
FMHI
$990M
$592K 0.02%
12,269
+28
+0.2% +$1.37K
FMAG icon
670
Fidelity Magellan ETF
FMAG
$242M
$590K 0.02%
19,075
+3,474
+22% +$109K
GNW icon
671
Genworth Financial
GNW
$3.79B
$590K 0.02%
84,362
-2,434
-3% -$17.5K
ACWI icon
672
iShares MSCI ACWI ETF
ACWI
$32.5B
$589K 0.02%
5,015
-58
-1% -$6.96K
NSC icon
673
Norfolk Southern
NSC
$77.1B
$588K 0.02%
2,506
-337
-12% -$85.7K
DFAC icon
674
Dimensional US Core Equity 2 ETF
DFAC
$47.6B
$587K 0.02%
16,982
+30
+0.2% +$1.06K
FTC icon
675
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$587K 0.02%
4,244
-739
-15% -$103K
25 26
27
28 29

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BPS
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VPC
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.