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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
iShares Morningstar Growth ETF
ILCG
$3.1B
| $615K | 0.02% |
12,744
+259
| +2% | +$14K |
|
|
PPL
652
PPL Corp
PPL
$27.3B
| $615K | 0.02% |
24,265
-1,491
| -6% | -$42.7K |
|
653
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
| $614K | 0.02% |
12,184
-7,090
| -37% | -$395K |
|
654
HP
HPQ
$23.5B
| $611K | 0.02% |
24,531
+1,151
| +5% | +$35.4K |
|
655
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
| $610K | 0.02% |
25,476
+3,934
| +18% | +$101K |
|
656
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $606K | 0.02% |
3,106
-479
| -13% | -$103K |
|
657
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
| $605K | 0.02% |
32,918
-1,650
| -5% | -$31.1K |
|
658
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
| $604K | 0.02% |
13,153
-34
| -0.3% | -$1.74K |
|
|
HBI
659
DELISTED
Hanesbrands
HBI
| $603K | 0.02% |
86,569
+35,196
| +69% | +$346K |
|
660
Mercado Libre
MELI
$91.3B
| $602K | 0.02% |
727
-58
| -7% | -$49.9K |
|
661
Regenxbio
RGNX
$623M
| $602K | 0.02% |
22,778
-2,070
| -8% | -$61.4K |
|
662
AutoNation
AN
$6.97B
| $601K | 0.02% |
5,902
-819
| -12% | -$96.1K |
|
663
Quadratic Deflation ETF
BNDD
$65.4M
| $601K | 0.02% |
+3,461
| New | +$621K |
|
664
Corning
GLW
$126B
| $601K | 0.02% |
20,716
+831
| +4% | +$28.1K |
|
665
iShares Convertible Bond ETF
ICVT
$7.23B
| $601K | 0.02% |
8,724
-1,611
| -16% | -$117K |
|
666
NIO
NIO
$11.3B
| $601K | 0.02% |
38,091
+1,384
| +4% | +$27.4K |
|
667
FLEX LNG
FLNG
$1.67B
| $600K | 0.02% |
18,951
-8,204
| -30% | -$260K |
|
668
Genuine Parts
GPC
$17.1B
| $600K | 0.02% |
4,017
+141
| +4% | +$21.3K |
|
669
O'Reilly Automotive
ORLY
$72.4B
| $599K | 0.02% |
12,780
-75
| -0.6% | -$3.5K |
|
670
MGM Resorts International
MGM
$11.7B
| $596K | 0.02% |
20,044
-309
| -2% | -$10K |
|
671
Edwards Lifesciences
EW
$47.6B
| $594K | 0.02% |
7,189
+310
| +5% | +$29.8K |
|
672
Invesco Financial Preferred ETF
PGF
$676M
| $593K | 0.02% |
39,452
-13,382
| -25% | -$212K |
|
673
Phillips Edison & Co
PECO
$5.48B
| $582K | 0.02% |
20,745
-1,857
| -8% | -$61K |
|
674
Timothy Plan High Dividend Stock ETF
TPHD
$364M
| $582K | 0.02% |
20,777
+210
| +1% | +$6.49K |
|
675
Timothy Plan US Small Cap Core ETF
TPSC
$360M
| $581K | 0.02% |
20,980
+613
| +3% | +$18.6K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.