SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
+$7.44M
4
AMZN icon
Amazon
AMZN
+$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOND icon
626
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.87B
$666K 0.02%
7,371
+1,653
+29% +$149K
ROKU icon
627
Roku
ROKU
$14B
$664K 0.02%
8,935
+679
+8% +$50.5K
CASH icon
628
Pathward Financial
CASH
$1.74B
$664K 0.02%
9,019
-132
-1% -$9.71K
EFC
629
Ellington Financial
EFC
$1.36B
$664K 0.02%
+54,744
New +$664K
FXN icon
630
First Trust Energy AlphaDEX Fund
FXN
$285M
$658K 0.02%
40,242
-580
-1% -$9.48K
JMST icon
631
JPMorgan Ultra-Short Municipal Income ETF
JMST
$4.4B
$655K 0.02%
12,909
+709
+6% +$36K
RBLX icon
632
Roblox
RBLX
$92.1B
$646K 0.02%
11,165
+4,343
+64% +$251K
FICS icon
633
First Trust International Developed Capital Strength ETF
FICS
$226M
$645K 0.02%
18,982
+5,066
+36% +$172K
TCAF icon
634
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$5.45B
$642K 0.02%
+19,307
New +$642K
PECO icon
635
Phillips Edison & Co
PECO
$4.47B
$641K 0.02%
17,101
-1,181
-6% -$44.2K
ADI icon
636
Analog Devices
ADI
$122B
$639K 0.02%
3,007
-114
-4% -$24.2K
BUFF icon
637
Innovator Laddered Allocation Power Buffer ETF
BUFF
$771M
$637K 0.02%
14,187
-659
-4% -$29.6K
BJUN icon
638
Innovator US Equity Buffer ETF June
BJUN
$179M
$634K 0.02%
15,273
-500
-3% -$20.8K
SCHW icon
639
Charles Schwab
SCHW
$167B
$633K 0.02%
8,551
+909
+12% +$67.3K
QTEC icon
640
First Trust NASDAQ-100 Technology Index Fund
QTEC
$2.71B
$633K 0.02%
3,361
+264
+9% +$49.7K
SHEL icon
641
Shell
SHEL
$211B
$631K 0.02%
10,066
-301
-3% -$18.9K
DOCU icon
642
DocuSign
DOCU
$15.9B
$628K 0.02%
6,978
+2,275
+48% +$205K
LIN icon
643
Linde
LIN
$222B
$626K 0.02%
1,495
-10
-0.7% -$4.19K
GMAY icon
644
FT Vest US Equity Moderate Buffer ETF May
GMAY
$304M
$625K 0.02%
16,940
+1,098
+7% +$40.5K
ECPG icon
645
Encore Capital Group
ECPG
$993M
$625K 0.02%
13,080
-257
-2% -$12.3K
MAGS icon
646
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$2.75B
$624K 0.02%
11,468
+916
+9% +$49.8K
DFAS icon
647
Dimensional US Small Cap ETF
DFAS
$11.2B
$623K 0.02%
9,568
+323
+3% +$21K
OHI icon
648
Omega Healthcare
OHI
$12.6B
$622K 0.02%
16,430
-4,114
-20% -$156K
GSEW icon
649
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.34B
$621K 0.02%
8,045
– –
SUSA icon
650
iShares ESG Optimized MSCI USA ETF
SUSA
$3.6B
$620K 0.02%
5,097
+7
+0.1% +$851
24 25
26
27 28