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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
626
Western Union
WU
$2.57B
$652K 0.02%
48,312
+1,096
+2% +$17.2K
SUSA icon
627
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$651K 0.02%
8,572
-1,295
-13% -$110K
NNN icon
628
NNN REIT
NNN
$9.39B
$647K 0.02%
16,238
-76
-0.5% -$3.43K
TSN icon
629
Tyson Foods
TSN
$20.2B
$647K 0.02%
9,808
-1,100
-10% -$87K
DEED icon
630
First Trust Securitized Plus ETF
DEED
$78.8M
$646K 0.02%
30,076
-551
-2% -$12.5K
FJUN icon
631
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$645K 0.02%
18,955
+1,868
+11% +$67.8K
SLYV icon
632
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$645K 0.02%
9,607
-938
-9% -$70.5K
FNDF icon
633
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$643K 0.02%
25,561
+338
+1% +$9.45K
IVT icon
634
InvenTrust Properties
IVT
$2.84B
$643K 0.02%
30,128
+168
+0.6% +$4.46K
IBTB
635
DELISTED
iShares iBonds Dec 2022 Term Treasury ETF
IBTB
$642K 0.02%
25,281
+6,477
+34% +$164K
PGR icon
636
Progressive
PGR
$124B
$639K 0.02%
5,495
-18
-0.3% -$2.17K
SPYM
637
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$638K 0.02%
15,186
-53,464
-78% -$2.5M
HACK icon
638
Amplify Cybersecurity ETF
HACK
$2.63B
$636K 0.02%
14,665
+275
+2% +$13.1K
FALN icon
639
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$635K 0.02%
26,579
-27,308
-51% -$687K
VGK icon
640
Vanguard FTSE Europe ETF
VGK
$30B
$635K 0.02%
13,749
-259
-2% -$13.5K
SWKS icon
641
Skyworks Solutions
SWKS
$9.06B
$633K 0.02%
7,423
-56
-0.7% -$5.73K
FAST icon
642
Fastenal
FAST
$54B
$628K 0.02%
27,296
-90
-0.3% -$2.27K
CB icon
643
Chubb
CB
$140B
$627K 0.02%
3,449
+214
+7% +$40.6K
GDX icon
644
VanEck Gold Miners ETF
GDX
$23B
$623K 0.02%
25,839
-3,713
-13% -$93.9K
DFAT icon
645
Dimensional US Targeted Value ETF
DFAT
$14.5B
$622K 0.02%
15,960
+327
+2% +$13.9K
ACIO icon
646
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
$619K 0.02%
22,020
-6,752
-23% -$201K
DIVB icon
647
iShares Core Dividend ETF
DIVB
$1.62B
$619K 0.02%
18,308
+4,048
+28% +$152K
PJUL icon
648
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$616K 0.02%
21,526
+2,045
+10% +$61.7K
SNDX icon
649
Syndax Pharmaceuticals
SNDX
$1.84B
$616K 0.02%
25,640
+1,800
+8% +$40.4K
VIOV icon
650
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$616K 0.02%
8,622
+514
+6% +$41.2K
24 25
26
27 28

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.