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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCPB icon
601
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$707K 0.02%
15,340
-259
-2% -$12.1K
VMBS icon
602
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$706K 0.02%
15,573
+104
+0.7% +$4.78K
PSEP icon
603
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$705K 0.02%
18,035
-3,550
-16% -$138K
CMI icon
604
Cummins
CMI
$91.3B
$704K 0.02%
2,019
+184
+10% +$64.6K
CHI
605
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$702K 0.02%
58,795
+6,658
+13% +$79K
SHW icon
606
Sherwin-Williams
SHW
$80.7B
$695K 0.02%
2,044
+108
+6% +$40.3K
OXY icon
607
Occidental Petroleum
OXY
$54.6B
$694K 0.02%
14,050
+183
+1% +$9.24K
IFRA icon
608
iShares US Infrastructure ETF
IFRA
$4.6B
$694K 0.02%
14,985
-847
-5% -$41K
VFH icon
609
Vanguard Financials ETF
VFH
$13.5B
$692K 0.02%
5,863
+2,909
+98% +$344K
VEEV icon
610
Veeva Systems
VEEV
$31.6B
$692K 0.02%
3,289
-91
-3% -$20K
JFR icon
611
Nuveen Floating Rate Income Fund
JFR
$1.24B
$690K 0.02%
77,327
-551
-0.7% -$4.93K
POOL icon
612
Pool Corp
POOL
$6.73B
$689K 0.02%
2,020
+167
+9% +$60.9K
SPLV icon
613
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$688K 0.02%
9,835
-722
-7% -$52.1K
GDXJ icon
614
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$687K 0.02%
16,069
+514
+3% +$24.9K
MDLZ icon
615
Mondelez International
MDLZ
$77.9B
$687K 0.02%
11,499
-1,681
-13% -$111K
BKNG icon
616
Booking.com
BKNG
$145B
$686K 0.02%
3,450
+75
+2% +$14.4K
VIS icon
617
Vanguard Industrials ETF
VIS
$8.26B
$680K 0.02%
2,674
-257
-9% -$68.4K
VMC icon
618
Vulcan Materials
VMC
$36.9B
$680K 0.02%
2,642
+65
+3% +$17.5K
FNX icon
619
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$679K 0.02%
5,866
-138
-2% -$16.5K
SCHE icon
620
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$675K 0.02%
25,355
-1,922
-7% -$54.3K
PTY icon
621
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$674K 0.02%
46,929
+640
+1% +$9.31K
FTNT icon
622
Fortinet
FTNT
$112B
$670K 0.02%
7,095
-939
-12% -$83.5K
PH icon
623
Parker-Hannifin
PH
$124B
$670K 0.02%
1,053
-3,593
-77% -$2.38M
SOFI icon
624
SoFi Technologies
SOFI
$21.7B
$668K 0.02%
43,402
+473
+1% +$6.14K
BSX icon
625
Boston Scientific
BSX
$67.6B
$668K 0.02%
7,478
-422
-5% -$37.1K
23 24
25
26 27

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.