SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
+$7.44M
4
AMZN icon
Amazon
AMZN
+$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JCPB icon
601
JPMorgan Core Plus Bond ETF
JCPB
$7.62B
$707K 0.02%
15,340
-259
-2% -$11.9K
VMBS icon
602
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.8B
$706K 0.02%
15,573
+104
+0.7% +$4.72K
PSEP icon
603
Innovator US Equity Power Buffer ETF September
PSEP
$834M
$705K 0.02%
18,035
-3,550
-16% -$139K
CMI icon
604
Cummins
CMI
$55.8B
$704K 0.02%
2,019
+184
+10% +$64.1K
CHI
605
Calamos Convertible Opportunities and Income Fund
CHI
$827M
$702K 0.02%
58,795
+6,658
+13% +$79.5K
SHW icon
606
Sherwin-Williams
SHW
$89.1B
$695K 0.02%
2,044
+108
+6% +$36.7K
OXY icon
607
Occidental Petroleum
OXY
$45.6B
$694K 0.02%
14,050
+183
+1% +$9.04K
IFRA icon
608
iShares US Infrastructure ETF
IFRA
$2.97B
$694K 0.02%
14,985
-847
-5% -$39.2K
VFH icon
609
Vanguard Financials ETF
VFH
$12.8B
$692K 0.02%
5,863
+2,909
+98% +$343K
VEEV icon
610
Veeva Systems
VEEV
$45B
$692K 0.02%
3,289
-91
-3% -$19.1K
JFR icon
611
Nuveen Floating Rate Income Fund
JFR
$1.12B
$690K 0.02%
77,327
-551
-0.7% -$4.92K
POOL icon
612
Pool Corp
POOL
$11.9B
$689K 0.02%
2,020
+167
+9% +$56.9K
SPLV icon
613
Invesco S&P 500 Low Volatility ETF
SPLV
$7.83B
$688K 0.02%
9,835
-722
-7% -$50.5K
GDXJ icon
614
VanEck Junior Gold Miners ETF
GDXJ
$7.39B
$687K 0.02%
16,069
+514
+3% +$22K
MDLZ icon
615
Mondelez International
MDLZ
$80.6B
$687K 0.02%
11,499
-1,681
-13% -$100K
BKNG icon
616
Booking.com
BKNG
$177B
$686K 0.02%
138
+3
+2% +$14.9K
VIS icon
617
Vanguard Industrials ETF
VIS
$6.11B
$680K 0.02%
2,674
-257
-9% -$65.4K
VMC icon
618
Vulcan Materials
VMC
$38.9B
$680K 0.02%
2,642
+65
+3% +$16.7K
FNX icon
619
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.17B
$679K 0.02%
5,866
-138
-2% -$16K
SCHE icon
620
Schwab Emerging Markets Equity ETF
SCHE
$11B
$675K 0.02%
25,355
-1,922
-7% -$51.2K
PTY icon
621
PIMCO Corporate & Income Opportunity Fund
PTY
$2.67B
$674K 0.02%
46,929
+640
+1% +$9.2K
FTNT icon
622
Fortinet
FTNT
$60.9B
$670K 0.02%
7,095
-939
-12% -$88.7K
PH icon
623
Parker-Hannifin
PH
$96.9B
$670K 0.02%
1,053
-3,593
-77% -$2.28M
SOFI icon
624
SoFi Technologies
SOFI
$30.6B
$668K 0.02%
43,402
+473
+1% +$7.28K
BSX icon
625
Boston Scientific
BSX
$156B
$668K 0.02%
7,478
-422
-5% -$37.7K
23 24
25
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