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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLD
601
DELISTED
High Yield ETF
HYLD
$689K 0.03%
26,710
-1,722
-6% -$46.9K
VTWV icon
602
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$688K 0.03%
6,071
+24
+0.4% +$3.04K
URI icon
603
United Rentals
URI
$71.1B
$686K 0.03%
2,538
+8
+0.3% +$2.33K
IBDP
604
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$683K 0.03%
28,044
+8,360
+42% +$206K
IFRA icon
605
iShares US Infrastructure ETF
IFRA
$4.65B
$680K 0.03%
21,077
-2,565
-11% -$92.6K
HIG icon
606
Hartford Financial Services
HIG
$38.5B
$679K 0.03%
10,964
-261
-2% -$17K
BCD icon
607
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$409M
$678K 0.03%
19,503
+1,802
+10% +$65.7K
NET icon
608
Cloudflare
NET
$93B
$677K 0.03%
12,232
+1,901
+18% +$113K
MKC icon
609
McCormick & Company Non-Voting
MKC
$13.4B
$676K 0.03%
9,480
+87
+0.9% +$7.29K
WBD icon
610
Warner Bros
WBD
$64.6B
$675K 0.03%
58,681
-11,338
-16% -$154K
ZS icon
611
Zscaler
ZS
$23B
$670K 0.03%
4,076
+1,408
+53% +$230K
ZTR
612
Virtus Total Return Fund
ZTR
$340M
$670K 0.03%
107,529
-4,438
-4% -$34.8K
UBER icon
613
Uber
UBER
$134B
$669K 0.03%
25,243
+1,206
+5% +$33.3K
ADSK icon
614
Autodesk
ADSK
$44.3B
$665K 0.03%
3,558
+67
+2% +$13.5K
HUM icon
615
Humana
HUM
$46.7B
$665K 0.03%
1,371
+16
+1% +$7.78K
LULU icon
616
lululemon athletica
LULU
$13B
$664K 0.03%
2,373
-27
-1% -$8.37K
SUSB icon
617
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$664K 0.03%
28,271
+3,250
+13% +$78.2K
PSLV icon
618
Sprott Physical Silver Trust
PSLV
$11.9B
$662K 0.03%
99,927
+580
+0.6% +$3.85K
TLH icon
619
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$661K 0.03%
6,064
+1,778
+41% +$210K
NICE icon
620
Nice
NICE
$5.29B
$660K 0.03%
3,505
-76
-2% -$15.9K
SCHE icon
621
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$660K 0.03%
29,486
-213
-0.7% -$5.26K
IP icon
622
International Paper
IP
$22.3B
$658K 0.03%
20,757
+6,356
+44% +$260K
ROP icon
623
Roper Technologies
ROP
$36.3B
$655K 0.03%
1,822
+183
+11% +$74.5K
PSEC icon
624
Prospect Capital
PSEC
$1.06B
$653K 0.02%
105,360
-353
-0.3% -$2.64K
HUBS icon
625
HubSpot
HUBS
$10.5B
$652K 0.02%
2,415
-56
-2% -$17.8K
23 24
25
26 27

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.