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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAS icon
576
Cintas
CTAS
$84.4B
$793K 0.02%
4,338
+1,409
+48% +$296K
WELL icon
577
Welltower
WELL
$175B
$791K 0.02%
6,276
+752
+14% +$98.7K
PTC icon
578
PTC
PTC
$14.5B
$788K 0.02%
4,287
-1,121
-21% -$213K
VIOV icon
579
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$785K 0.02%
8,414
-871
-9% -$83K
FNDX icon
580
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$785K 0.02%
33,145
+4,060
+14% +$98.4K
MLPA icon
581
Global X MLP ETF
MLPA
$2.25B
$781K 0.02%
15,798
– –
FANG icon
582
Diamondback Energy
FANG
$55.1B
$776K 0.02%
4,737
-2,211
-32% -$390K
FLTR icon
583
VanEck IG Floating Rate ETF
FLTR
$2.94B
$772K 0.02%
30,331
-1,831
-6% -$46.6K
LQDA icon
584
Liquidia Corp
LQDA
$7.51B
$767K 0.02%
65,210
+2,115
+3% +$23.1K
IBTH icon
585
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.25B
$762K 0.02%
34,327
-112
-0.3% -$2.5K
BOCT icon
586
Innovator US Equity Buffer ETF October
BOCT
$283M
$761K 0.02%
17,609
+253
+1% +$10.9K
EOG icon
587
EOG Resources
EOG
$74.7B
$755K 0.02%
6,162
-80
-1% -$10.2K
DKS icon
588
Dick's Sporting Goods
DKS
$18.4B
$750K 0.02%
3,279
-202
-6% -$42.4K
ELV icon
589
Elevance Health
ELV
$82.1B
$745K 0.02%
2,020
-365
-15% -$153K
LNG icon
590
Cheniere Energy
LNG
$53.6B
$741K 0.02%
3,449
+593
+21% +$120K
SLVM icon
591
Sylvamo
SLVM
$1.5B
$741K 0.02%
9,375
+1,825
+24% +$157K
LDSF icon
592
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$738K 0.02%
39,329
-373
-0.9% -$7.05K
CGCB icon
593
Capital Group Core Bond ETF
CGCB
$5.71B
$736K 0.02%
28,549
+1,436
+5% +$37.7K
SHV icon
594
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$731K 0.02%
6,642
-130
-2% -$14.3K
IXN icon
595
iShares Global Tech ETF
IXN
$8.27B
$728K 0.02%
8,586
-110
-1% -$9.24K
FTSL icon
596
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$718K 0.02%
15,528
-1,169
-7% -$54K
SILA
597
DELISTED
Sila Realty Trust
SILA
$717K 0.02%
29,463
-8,205
-22% -$207K
CDNS icon
598
Cadence Design Systems
CDNS
$93.4B
$712K 0.02%
2,370
+348
+17% +$101K
SPGI icon
599
S&P Global
SPGI
$130B
$711K 0.02%
1,428
+160
+13% +$81.2K
PNR icon
600
Pentair
PNR
$10.2B
$710K 0.02%
7,052
-154
-2% -$15.8K
22 23
24
25 26

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.