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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
576
Schwab International Equity ETF
SCHF
$65.6B
$735K 0.03%
52,252
+3,710
+8% +$58.2K
AZN icon
577
AstraZeneca
AZN
$263B
$733K 0.03%
6,685
-374
-5% -$47.4K
AMCR icon
578
Amcor
AMCR
$20.6B
$731K 0.03%
13,625
+376
+3% +$23.1K
BIL icon
579
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$730K 0.03%
7,966
+2,701
+51% +$247K
SLB icon
580
SLB Ltd
SLB
$77.8B
$729K 0.03%
20,305
+2,138
+12% +$77.5K
TPLE
581
DELISTED
Timothy Plan US Large/Mid Cap Core Enhanced ETF
TPLE
$724K 0.03%
31,058
+3
+0% +$71
IYE icon
582
iShares US Energy ETF
IYE
$1.74B
$723K 0.03%
18,380
-2,566
-12% -$105K
SLYG icon
583
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$722K 0.03%
10,593
-73
-0.7% -$5.48K
TT icon
584
Trane Technologies
TT
$106B
$722K 0.03%
4,988
+1
+0% +$149
VLU icon
585
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$721K 0.03%
5,726
-5,587
-49% -$778K
BROS icon
586
Dutch Bros
BROS
$8.78B
$717K 0.03%
23,022
-6,358
-22% -$239K
XPO icon
587
XPO
XPO
$25B
$717K 0.03%
27,091
+887
+3% +$27.6K
FDVV icon
588
Fidelity High Dividend ETF
FDVV
$10.1B
$711K 0.03%
21,533
+738
+4% +$27.4K
PVH icon
589
PVH
PVH
$3.71B
$711K 0.03%
15,860
+201
+1% +$11.9K
DTD icon
590
WisdomTree US Total Dividend Fund
DTD
$1.65B
$710K 0.03%
13,092
-1,427
-10% -$85K
SYLD icon
591
Cambria Shareholder Yield ETF
SYLD
$982M
$710K 0.03%
13,499
+547
+4% +$31.6K
BNY
592
Bank of New York Mellon
BNY
$108B
$707K 0.03%
18,354
-201
-1% -$8.57K
FEN
593
DELISTED
First Trust Energy Income and Growth Fund
FEN
$705K 0.03%
47,466
-10,874
-19% -$168K
PSCH icon
594
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$704K 0.03%
16,053
+426
+3% +$20.5K
HUN icon
595
Huntsman Corp
HUN
$2.24B
$701K 0.03%
28,580
-485
-2% -$13.6K
AVDV icon
596
Avantis International Small Cap Value ETF
AVDV
$18.9B
$699K 0.03%
14,719
-4,644
-24% -$246K
IGF icon
597
iShares Global Infrastructure ETF
IGF
$11B
$697K 0.03%
16,651
-27
-0.2% -$1.27K
BF.B icon
598
Brown-Forman Class B
BF.B
$12B
$696K 0.03%
10,456
+5
+0% +$364
PRVB
599
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$692K 0.03%
153,690
– –
IDV icon
600
iShares International Select Dividend ETF
IDV
$8.25B
$689K 0.03%
30,584
-1,118
-4% -$29.4K
22 23
24
25 26

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.