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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
551
iShares Biotechnology ETF
IBB
$9.49B
$843K 0.03%
6,373
-710
-10% -$99.8K
BJUL icon
552
Innovator US Equity Buffer ETF July
BJUL
$343M
$838K 0.03%
18,801
-23
-0.1% -$1.02K
X
553
DELISTED
US Steel
X
$837K 0.03%
24,639
+9,979
+68% +$368K
DVN icon
554
Devon Energy
DVN
$50B
$837K 0.03%
25,587
+550
+2% +$20.7K
SLYG icon
555
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.06B
$833K 0.03%
9,221
+2,110
+30% +$199K
XHB icon
556
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$833K 0.03%
7,971
-4,381
-35% -$514K
NUE icon
557
Nucor
NUE
$56.3B
$831K 0.03%
7,121
-180
-2% -$25.9K
DGX icon
558
Quest Diagnostics
DGX
$25.5B
$829K 0.03%
5,497
+124
+2% +$19.3K
QURE icon
559
uniQure
QURE
$2.67B
$826K 0.03%
46,745
-1,500
-3% -$12.9K
SCHF icon
560
Schwab International Equity ETF
SCHF
$65.9B
$825K 0.03%
44,597
+1,661
+4% +$32.4K
VCR icon
561
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$823K 0.03%
2,193
-96
-4% -$34.7K
POWA icon
562
Invesco Bloomberg Pricing Power ETF
POWA
$177M
$821K 0.03%
10,102
+1,375
+16% +$117K
TGT icon
563
Target
TGT
$63.8B
$818K 0.03%
6,052
-803
-12% -$115K
PTLC icon
564
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$817K 0.03%
15,294
-72
-0.5% -$3.88K
MFIC icon
565
MidCap Financial Investment
MFIC
$792M
$815K 0.03%
60,438
+2,633
+5% +$35.8K
HPE icon
566
Hewlett Packard
HPE
$63.4B
$813K 0.03%
38,083
+958
+3% +$20.2K
APP icon
567
Applovin
APP
$138B
$812K 0.03%
+2,507
New +$634K
VTEB icon
568
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$808K 0.03%
16,121
+9,798
+155% +$495K
AEP icon
569
American Electric Power
AEP
$72.7B
$808K 0.03%
8,761
-1,794
-17% -$174K
XLRE icon
570
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$808K 0.03%
19,863
-2,790
-12% -$121K
VOX icon
571
Vanguard Communication Services ETF
VOX
$5.6B
$808K 0.03%
5,212
-976
-16% -$149K
FAST icon
572
Fastenal
FAST
$54.5B
$808K 0.03%
22,462
-4,598
-17% -$179K
SHYD icon
573
VanEck Short High Yield Muni ETF
SHYD
$452M
$805K 0.03%
35,800
+12
+0% +$272
ALL icon
574
Allstate
ALL
$67.2B
$797K 0.03%
4,131
+200
+5% +$38.8K
FRPT icon
575
Freshpet
FRPT
$2.91B
$796K 0.03%
5,376
+161
+3% +$23.5K
21 22
23
24 25

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.