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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
526
Invesco Senior Loan ETF
BKLN
$6.97B
$898K 0.03%
42,631
+65
+0.2% +$1.37K
DBC icon
527
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$898K 0.03%
41,987
-141
-0.3% -$3.15K
FGD icon
528
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$895K 0.03%
40,260
-225
-0.6% -$5.27K
TFC icon
529
Truist Financial
TFC
$63.7B
$895K 0.03%
20,624
+157
+0.8% +$7.01K
SCHM icon
530
Schwab US Mid-Cap ETF
SCHM
$14.6B
$893K 0.03%
32,235
-480
-1% -$13.7K
FNCL icon
531
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$893K 0.03%
13,002
+3,200
+33% +$220K
FFLG icon
532
Fidelity Fundamental Large Cap Growth ETF
FFLG
$576M
$893K 0.03%
35,619
+2,846
+9% +$71.2K
ACN icon
533
Accenture
ACN
$94.3B
$889K 0.03%
2,526
+83
+3% +$29.9K
MELI icon
534
Mercado Libre
MELI
$92.3B
$886K 0.03%
521
+78
+18% +$152K
XEL icon
535
Xcel Energy
XEL
$50.4B
$884K 0.03%
13,091
-318
-2% -$21.3K
CARR icon
536
Carrier Global
CARR
$57.6B
$882K 0.03%
12,923
+194
+2% +$14.6K
FLRG icon
537
Fidelity US Multifactor ETF
FLRG
$288M
$877K 0.03%
+25,934
New +$898K
FCOM icon
538
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$876K 0.03%
14,918
+194
+1% +$11.2K
LNC icon
539
Lincoln National
LNC
$7.88B
$873K 0.03%
27,516
-264
-1% -$8.8K
COIN icon
540
Coinbase
COIN
$44.1B
$871K 0.03%
3,508
+2,172
+163% +$551K
BSCS icon
541
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$870K 0.03%
43,236
+18,075
+72% +$367K
SCHP icon
542
Schwab US TIPS ETF
SCHP
$16.3B
$870K 0.03%
33,682
-2,178
-6% -$57.2K
ARKK icon
543
ARK Innovation ETF
ARKK
$5.74B
$864K 0.03%
15,220
-3,346
-18% -$179K
DBEF icon
544
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$863K 0.03%
20,847
+1,776
+9% +$74.3K
ARMK icon
545
Aramark
ARMK
$15.2B
$859K 0.03%
23,028
+10,362
+82% +$403K
STZ icon
546
Constellation Brands
STZ
$22.2B
$856K 0.03%
3,873
-2,042
-35% -$485K
AWK icon
547
American Water Works
AWK
$26.3B
$851K 0.03%
6,833
-1,644
-19% -$222K
DEO icon
548
Diageo
DEO
$47.3B
$850K 0.03%
6,685
+720
+12% +$91.6K
CWB icon
549
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$849K 0.03%
10,898
+288
+3% +$22.7K
KVUE icon
550
Kenvue
KVUE
$37.4B
$846K 0.03%
39,641
+955
+2% +$21.7K
20 21
22
23 24

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.