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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
501
Hercules Capital
HTGC
$2.97B
$956K 0.03%
47,603
+3,898
+9% +$76.1K
AOR icon
502
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$954K 0.03%
16,638
+154
+0.9% +$9.02K
BSCT icon
503
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.9B
$951K 0.03%
51,862
+25,559
+97% +$473K
CCL icon
504
Carnival Corporation Ltd
CCL
$36.6B
$951K 0.03%
38,154
-1,723
-4% -$40.3K
INTC icon
505
Intel
INTC
$449B
$951K 0.03%
47,413
-4,550
-9% -$103K
IYF icon
506
iShares US Financials ETF
IYF
$4.67B
$950K 0.03%
8,593
-265
-3% -$29.5K
AHR icon
507
American Healthcare REIT
AHR
$11.1B
$946K 0.03%
33,273
-38,632
-54% -$1.04M
PLD icon
508
Prologis
PLD
$136B
$945K 0.03%
8,940
+1,131
+14% +$130K
CFR icon
509
Cullen/Frost Bankers
CFR
$10.3B
$943K 0.03%
7,027
+48
+0.7% +$6.3K
VRTX icon
510
Vertex Pharmaceuticals
VRTX
$122B
$939K 0.03%
2,331
-415
-15% -$192K
IAT icon
511
iShares US Regional Banks ETF
IAT
$675M
$937K 0.03%
18,605
-1,688
-8% -$87.2K
EMR icon
512
Emerson Electric
EMR
$82.5B
$934K 0.03%
7,538
-312
-4% -$37.8K
FISV
513
Fiserv Inc
FISV
$27.9B
$931K 0.03%
4,533
-839
-16% -$171K
BSCU icon
514
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$931K 0.03%
56,845
-1,225
-2% -$20.3K
ZIM icon
515
ZIM Integrated Shipping Services
ZIM
$2.97B
$928K 0.03%
43,232
+5,664
+15% +$125K
IBDR icon
516
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.43B
$926K 0.03%
38,451
+801
+2% +$19.3K
SUN icon
517
Sunoco
SUN
$14B
$926K 0.03%
17,992
-10,959
-38% -$579K
AVDV icon
518
Avantis International Small Cap Value ETF
AVDV
$18.9B
$924K 0.03%
14,203
-9,535
-40% -$642K
BSCR icon
519
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$917K 0.03%
47,087
+4,996
+12% +$97.6K
IWY icon
520
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$916K 0.03%
3,895
+1,040
+36% +$239K
UITB icon
521
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$912K 0.03%
19,847
+5,103
+35% +$238K
XSMO icon
522
Invesco S&P SmallCap Momentum ETF
XSMO
$3.01B
$911K 0.03%
13,775
+2,654
+24% +$182K
PRU icon
523
Prudential Financial
PRU
$42.3B
$909K 0.03%
7,667
-217
-3% -$26.8K
VXF icon
524
Vanguard Extended Market ETF
VXF
$30.3B
$908K 0.03%
4,777
-111
-2% -$21.4K
UTG icon
525
Reaves Utility Income Fund
UTG
$3.62B
$900K 0.03%
28,413
-114
-0.4% -$3.75K
19 20
21
22 23

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.