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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $890K | 0.03% |
11,757
-3,836
| -25% | -$307K |
|
502
Ecolab
ECL
$75.6B
| $888K | 0.03% |
6,146
+670
| +12% | +$109K |
|
503
Norfolk Southern
NSC
$78.8B
| $886K | 0.03% |
4,224
-136
| -3% | -$32.7K |
|
504
General Motors
GM
$74.7B
| $885K | 0.03% |
27,567
-567
| -2% | -$20.8K |
|
505
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
| $884K | 0.03% |
30,035
+75
| +0.3% | +$2.33K |
|
506
DuPont de Nemours
DD
$18.6B
| $880K | 0.03% |
13,905
+258
| +2% | +$18.4K |
|
507
LyondellBasell Industries
LYB
$19.5B
| $879K | 0.03% |
11,678
+137
| +1% | +$11.6K |
|
508
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
| $876K | 0.03% |
29,051
+747
| +3% | +$24.8K |
|
509
Cleveland-Cliffs
CLF
$6.81B
| $874K | 0.03% |
64,920
+9,044
| +16% | +$150K |
|
|
BSDE
510
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
| $872K | 0.03% |
36,710
+591
| +2% | +$14.3K |
|
511
Enterprise Products Partners
EPD
$83.8B
| $871K | 0.03% |
36,612
+3,809
| +12% | +$98.3K |
|
512
iShares MSCI ACWI ETF
ACWI
$32.6B
| $868K | 0.03% |
11,152
+4,221
| +61% | +$365K |
|
513
L3Harris
LHX
$55.9B
| $867K | 0.03% |
4,172
+111
| +3% | +$25.6K |
|
514
PNC Financial Services
PNC
$100B
| $866K | 0.03% |
5,795
+79
| +1% | +$12.8K |
|
515
VanEck High Yield Muni ETF
HYD
$4.44B
| $864K | 0.03% |
17,302
-43
| -0.2% | -$2.29K |
|
516
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $855K | 0.03% |
29,274
+11,157
| +62% | +$331K |
|
517
NiSource
NI
$22.4B
| $850K | 0.03% |
33,737
-488
| -1% | -$14.4K |
|
518
Novartis
NVS
$295B
| $844K | 0.03% |
11,103
+37
| +0.3% | +$3.07K |
|
519
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $843K | 0.03% |
2,098
+578
| +38% | +$255K |
|
520
Invesco DB Agriculture Fund
DBA
$1.26B
| $842K | 0.03% |
42,066
-3,179
| -7% | -$64.2K |
|
521
Whirlpool
WHR
$2.42B
| $841K | 0.03% |
6,237
+495
| +9% | +$78.8K |
|
522
Conagra Brands
CAG
$7.07B
| $840K | 0.03% |
25,728
+576
| +2% | +$19.8K |
|
523
Brookfield Infrastructure
BIPC
$5.11B
| $835K | 0.03% |
20,513
+11
| +0.1% | +$506 |
|
524
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $832K | 0.03% |
22,094
+4,964
| +29% | +$204K |
|
525
Illumina
ILMN
$29.4B
| $832K | 0.03% |
4,482
-1,485
| -25% | -$294K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.