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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
476
Crown Castle
CCI
$32.4B
$1.05M 0.03%
11,554
+623
+6% +$65.1K
OUSM icon
477
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$886M
$1.04M 0.03%
23,726
+2,235
+10% +$101K
DSI icon
478
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$1.03M 0.03%
9,388
+11
+0.1% +$1.23K
PTNQ icon
479
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$1.03M 0.03%
13,941
-1,236
-8% -$92.5K
MAXJ
480
iShares Large Cap Max Buffer Jun ETF
MAXJ
$153M
$1.03M 0.03%
39,237
-4,500
-10% -$118K
BNOV icon
481
Innovator US Equity Buffer ETF November
BNOV
$208M
$1.02M 0.03%
26,001
+360
+1% +$14.1K
NVO
482
Novo Nordisk
NVO
$220B
$1.01M 0.03%
11,755
-3,842
-25% -$415K
USTB icon
483
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$1.01M 0.03%
20,088
+4,424
+28% +$223K
CVS icon
484
CVS Health
CVS
$137B
$1.01M 0.03%
22,402
-2,384
-10% -$134K
SPG icon
485
Simon Property Group
SPG
$75.1B
$1.01M 0.03%
5,839
-223
-4% -$39.1K
BP icon
486
BP
BP
$109B
$999K 0.03%
33,785
-7,366
-18% -$221K
IR icon
487
Ingersoll Rand
IR
$33.1B
$999K 0.03%
11,038
-1,325
-11% -$132K
HELO icon
488
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.54B
$990K 0.03%
15,957
+9,037
+131% +$563K
VLO icon
489
Valero Energy
VLO
$90.5B
$986K 0.03%
8,040
+476
+6% +$63.7K
SLQD icon
490
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$986K 0.03%
+19,816
New +$989K
AOM icon
491
iShares Core Moderate Allocation ETF
AOM
$1.75B
$981K 0.03%
22,590
+1,873
+9% +$83.1K
AXON
492
Axon Enterprise
AXON
$42.4B
$978K 0.03%
1,645
+629
+62% +$342K
KKR icon
493
KKR & Co
KKR
$91.3B
$976K 0.03%
6,598
+109
+2% +$16K
PSLV icon
494
Sprott Physical Silver Trust
PSLV
$12B
$975K 0.03%
101,064
+3,660
+4% +$38.6K
PFF icon
495
iShares Preferred and Income Securities ETF
PFF
$13.2B
$968K 0.03%
30,801
-1,343
-4% -$43.8K
GM icon
496
General Motors
GM
$78.7B
$967K 0.03%
18,157
-1,586
-8% -$83.1K
IBHE
497
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$966K 0.03%
41,625
+337
+0.8% +$7.82K
GDX icon
498
VanEck Gold Miners ETF
GDX
$23.2B
$963K 0.03%
28,409
-1,727
-6% -$66.3K
VTWV icon
499
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$958K 0.03%
6,628
+36
+0.5% +$5.42K
INDA icon
500
iShares MSCI India ETF
INDA
$6.77B
$956K 0.03%
18,170
-518
-3% -$28.5K
18 19
20
21 22

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WB
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BPS
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.