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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
476
Elevance Health
ELV
$82B
$960K 0.04%
2,114
-69
-3% -$33K
LNG icon
477
Cheniere Energy
LNG
$54.3B
$959K 0.04%
+5,782
New +$877K
VV icon
478
Vanguard Large-Cap ETF
VV
$51.9B
$958K 0.04%
5,860
+837
+17% +$152K
HYT icon
479
BlackRock Corporate High Yield Fund
HYT
$1.35B
$954K 0.04%
111,598
-9,866
-8% -$94.5K
DBEF icon
480
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$953K 0.04%
28,478
-5,758
-17% -$206K
AFL icon
481
Aflac
AFL
$64.4B
$948K 0.04%
16,867
-1,376
-8% -$81K
MBB icon
482
iShares MBS ETF
MBB
$39.1B
$946K 0.04%
10,330
+3,137
+44% +$304K
VTR icon
483
Ventas
VTR
$48.6B
$937K 0.04%
23,320
+399
+2% +$19.6K
GE icon
484
GE Aerospace
GE
$374B
$936K 0.04%
24,269
-120
-0.5% -$5.28K
IGPT icon
485
Invesco AI and Next Gen Software ETF
IGPT
$1.16B
$935K 0.04%
31,584
-1,020
-3% -$33.3K
DIVO icon
486
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$932K 0.04%
29,113
-2,030
-7% -$70.1K
LRCX icon
487
Lam Research
LRCX
$361B
$927K 0.04%
25,330
+2,470
+11% +$110K
NUS icon
488
Nu Skin
NUS
$249M
$927K 0.04%
27,790
-5,500
-17% -$229K
EEM icon
489
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$924K 0.04%
26,499
-505
-2% -$19.7K
IGEB icon
490
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$923K 0.04%
21,816
+369
+2% +$16.5K
SQM icon
491
Sociedad Química y Minera de Chile
SQM
$19.7B
$922K 0.04%
10,163
+266
+3% +$25.8K
QURE icon
492
uniQure
QURE
$2.67B
$911K 0.03%
48,549
+241
+0.5% +$5.07K
PHK
493
PIMCO High Income Fund
PHK
$863M
$905K 0.03%
194,712
-633
-0.3% -$3.23K
VRTX icon
494
Vertex Pharmaceuticals
VRTX
$122B
$903K 0.03%
3,120
+1,082
+53% +$311K
IBDN
495
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$903K 0.03%
36,068
+9,149
+34% +$229K
MPC icon
496
Marathon Petroleum
MPC
$91.1B
$901K 0.03%
9,067
-189
-2% -$17.7K
OLED icon
497
Universal Display
OLED
$3.8B
$897K 0.03%
9,508
+1,323
+16% +$146K
MRO
498
DELISTED
Marathon Oil Corporation
MRO
$893K 0.03%
39,570
-998
-2% -$23.7K
BSCE
499
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$892K 0.03%
38,579
+704
+2% +$16.4K
HAL icon
500
Halliburton
HAL
$27.1B
$890K 0.03%
36,133
-7,851
-18% -$225K
18 19
20
21 22

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BPS
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.