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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
26
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$17.2M 0.54%
349,126
-11,055
-3% -$567K
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$138B
$17.2M 0.54%
177,651
-8,593
-5% -$846K
JPM icon
28
JPMorgan Chase
JPM
$939B
$17M 0.53%
70,958
-36
-0.1% -$8.38K
RSP icon
29
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$15.8M 0.5%
90,158
+3,306
+4% +$598K
COST icon
30
Costco
COST
$415B
$15.7M 0.49%
17,111
-124
-0.7% -$115K
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$3.91T
$15.6M 0.49%
82,388
+1,026
+1% +$180K
GLD icon
32
SPDR Gold Trust
GLD
$131B
$14.8M 0.47%
61,312
-12,191
-17% -$3M
HD icon
33
Home Depot
HD
$332B
$14.7M 0.46%
37,693
+5,471
+17% +$2.24M
BUFR icon
34
FT Vest Fund of Buffer ETFs
BUFR
$10B
$14.5M 0.46%
476,939
+58,026
+14% +$1.76M
IOO icon
35
iShares Global 100 ETF
IOO
$8.56B
$14.2M 0.45%
140,855
-22,640
-14% -$2.27M
AVGO icon
36
Broadcom
AVGO
$1.82T
$14.1M 0.44%
61,019
+760
+1% +$141K
MUB icon
37
iShares National Muni Bond ETF
MUB
$45.1B
$14.1M 0.44%
132,706
-12,206
-8% -$1.31M
USMV icon
38
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$13.9M 0.44%
156,650
-5,091
-3% -$467K
LLY icon
39
Eli Lilly
LLY
$1.07T
$13.4M 0.42%
17,339
-1,382
-7% -$1.14M
VTI icon
40
Vanguard Total Stock Market ETF
VTI
$654B
$13.3M 0.42%
46,037
-1,252
-3% -$365K
SCHX icon
41
Schwab US Large- Cap ETF
SCHX
$70.9B
$13.3M 0.42%
573,815
-3,124
-0.5% -$72.8K
QUAL icon
42
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$13.1M 0.41%
73,676
+3,222
+5% +$585K
IGIB icon
43
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$13M 0.41%
252,653
+574
+0.2% +$30.1K
FLOT icon
44
iShares Floating Rate Bond ETF
FLOT
$10.1B
$12.5M 0.39%
246,209
-51,359
-17% -$2.62M
V icon
45
Visa
V
$677B
$12.3M 0.39%
38,920
-1,404
-3% -$422K
JEPI icon
46
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$12.3M 0.39%
213,102
-59,209
-22% -$3.52M
XLK icon
47
State Street Technology Select Sector SPDR ETF
XLK
$115B
$12M 0.38%
103,248
+1,730
+2% +$201K
IUSV icon
48
iShares Core S&P US Value ETF
IUSV
$27.2B
$11.6M 0.37%
125,729
+7,618
+6% +$733K
VTV icon
49
Vanguard Value ETF
VTV
$189B
$11.6M 0.37%
68,693
+580
+0.9% +$102K
PG icon
50
Procter & Gamble
PG
$343B
$9.98M 0.31%
59,525
-9,848
-14% -$1.68M
1
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3 4 5

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.