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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$3.91T
$14.4M 0.55%
150,057
+3,737
+3% +$414K
ABBV icon
27
AbbVie
ABBV
$458B
$14.3M 0.54%
106,489
+2,922
+3% +$419K
ITOT icon
28
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$14.2M 0.54%
178,488
-2,171
-1% -$192K
IVE icon
29
iShares S&P 500 Value ETF
IVE
$48.9B
$13.8M 0.53%
107,523
+2,654
+3% +$376K
GLD icon
30
SPDR Gold Trust
GLD
$131B
$13.7M 0.52%
88,393
-55,717
-39% -$8.96M
FTCS icon
31
First Trust Capital Strength ETF
FTCS
$7.88B
$13.7M 0.52%
205,679
+22,619
+12% +$1.63M
MUB icon
32
iShares National Muni Bond ETF
MUB
$45.1B
$13.5M 0.51%
131,248
+1,845
+1% +$196K
JVAL icon
33
JPMorgan US Value Factor ETF
JVAL
$820M
$12.9M 0.49%
433,354
-2,650
-0.6% -$88.2K
PTLC icon
34
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$12.7M 0.48%
337,397
+25,500
+8% +$959K
XLE icon
35
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$12.2M 0.47%
339,252
-94,570
-22% -$3.58M
NEE icon
36
NextEra Energy
NEE
$187B
$12.2M 0.46%
155,346
+13,057
+9% +$1.11M
BRK.B icon
37
Berkshire Hathaway Class B
BRK.B
$1.07T
$12.1M 0.46%
45,275
+2,445
+6% +$696K
HD icon
38
Home Depot
HD
$332B
$11.8M 0.45%
42,758
-2,281
-5% -$673K
NVDA icon
39
NVIDIA
NVDA
$5.01T
$11.8M 0.45%
970,670
-36,310
-4% -$574K
FTSM icon
40
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$11.6M 0.44%
195,094
+67,973
+53% +$4.04M
ISTB icon
41
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$10.8M 0.41%
233,895
-7,891
-3% -$372K
PG icon
42
Procter & Gamble
PG
$343B
$10.5M 0.4%
83,103
+1,015
+1% +$144K
JPM icon
43
JPMorgan Chase
JPM
$939B
$10.4M 0.4%
99,705
-3,762
-4% -$432K
XOM icon
44
ExxonMobil
XOM
$651B
$10.2M 0.39%
116,933
-44,885
-28% -$4.1M
VZ icon
45
Verizon
VZ
$194B
$10.1M 0.39%
266,572
-7,682
-3% -$342K
SCHG icon
46
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$9.84M 0.38%
705,044
-17,288
-2% -$271K
XLF icon
47
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$9.81M 0.37%
323,082
-17,118
-5% -$566K
V icon
48
Visa
V
$677B
$9.77M 0.37%
55,006
-1,494
-3% -$304K
UCON icon
49
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$9.76M 0.37%
409,877
+147,406
+56% +$3.63M
PFE icon
50
Pfizer
PFE
$140B
$9.69M 0.37%
221,525
-2,180
-1% -$106K
1
2
3 4 5

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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.