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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEM
451
Tempus AI
TEM
$7.69B
$1.14M 0.04%
33,638
+10,269
+44% +$508K
PAUG icon
452
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$1.13M 0.04%
29,420
-1,574
-5% -$60.4K
DELL icon
453
Dell
DELL
$269B
$1.13M 0.04%
9,823
+1,972
+25% +$247K
BLV icon
454
Vanguard Long-Term Bond ETF
BLV
$5.78B
$1.12M 0.04%
16,432
-18,120
-52% -$1.29M
UL icon
455
Unilever
UL
$133B
$1.12M 0.04%
17,620
-4,406
-20% -$298K
EYLD icon
456
Cambria Emerging Shareholder Yield ETF
EYLD
$831M
$1.12M 0.04%
35,893
+246
+0.7% +$8.14K
ROK icon
457
Rockwell Automation
ROK
$50.9B
$1.12M 0.04%
3,902
-20
-0.5% -$5.63K
IHI icon
458
iShares US Medical Devices ETF
IHI
$3.07B
$1.11M 0.03%
18,942
-1,220
-6% -$72.5K
SPHD icon
459
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$1.1M 0.03%
22,800
-483
-2% -$24.2K
VST icon
460
Vistra
VST
$53.1B
$1.1M 0.03%
7,987
-2,112
-21% -$293K
OUNZ icon
461
VanEck Merk Gold Trust
OUNZ
$2.52B
$1.1M 0.03%
43,504
-1,099
-2% -$28.2K
BIL icon
462
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.1M 0.03%
11,985
-389
-3% -$35.6K
C icon
463
Citigroup
C
$222B
$1.1M 0.03%
15,557
-1,430
-8% -$96.4K
SNA icon
464
Snap-on
SNA
$21.1B
$1.09M 0.03%
3,224
-277
-8% -$93.5K
DD icon
465
DuPont de Nemours
DD
$18.8B
$1.09M 0.03%
11,366
+718
+7% +$74.7K
WEC icon
466
WEC Energy
WEC
$37.6B
$1.09M 0.03%
11,551
+35
+0.3% +$3.39K
FDHY icon
467
Fidelity High Yield Factor ETF
FDHY
$567M
$1.09M 0.03%
22,490
+690
+3% +$33.7K
CARZ icon
468
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$44.6M
$1.08M 0.03%
18,522
-80
-0.4% -$4.65K
EPD icon
469
Enterprise Products Partners
EPD
$82.8B
$1.08M 0.03%
34,286
-759
-2% -$23.3K
ECL icon
470
Ecolab
ECL
$76.4B
$1.07M 0.03%
4,561
-108
-2% -$26.8K
ROP icon
471
Roper Technologies
ROP
$37.5B
$1.06M 0.03%
2,048
+21
+1% +$11.5K
RITM icon
472
Rithm Capital
RITM
$5.19B
$1.06M 0.03%
97,586
+22,925
+31% +$248K
IBTG icon
473
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
$1.06M 0.03%
46,310
+1,194
+3% +$27.3K
BFH icon
474
Bread Financial
BFH
$4.35B
$1.05M 0.03%
17,242
-851
-5% -$48.1K
MRVL icon
475
Marvell Technology
MRVL
$166B
$1.05M 0.03%
9,502
-1,048
-10% -$97.3K
17 18
19
20 21

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.