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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITA icon
451
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.02M 0.04%
11,199
+2,193
+24% +$222K
BSJP
452
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.02M 0.04%
46,874
-1,081
-2% -$24.3K
IAGG icon
453
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$1.02M 0.04%
21,063
-1,476
-7% -$74K
AIRR icon
454
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$1.02M 0.04%
26,566
-2,291
-8% -$94.3K
ROK icon
455
Rockwell Automation
ROK
$51.4B
$1.01M 0.04%
4,713
+149
+3% +$34.7K
EMR icon
456
Emerson Electric
EMR
$82.9B
$1.01M 0.04%
13,805
-1,174
-8% -$97.5K
CFR icon
457
Cullen/Frost Bankers
CFR
$10.3B
$1M 0.04%
7,600
+42
+0.6% +$5.51K
APAM icon
458
Artisan Partners
APAM
$2.79B
$1M 0.04%
37,165
+555
+2% +$19.5K
ET icon
459
Energy Transfer Partners
ET
$70.1B
$1M 0.04%
90,747
+696
+0.8% +$7.75K
BSJO
460
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$999K 0.04%
46,223
-1,022
-2% -$22.8K
XLC icon
461
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$998K 0.04%
20,837
+10,112
+94% +$556K
VMW
462
DELISTED
VMware, Inc
VMW
$995K 0.04%
9,345
+34
+0.4% +$3.92K
FBT icon
463
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$991K 0.04%
7,507
-65
-0.9% -$9.12K
MDLZ icon
464
Mondelez International
MDLZ
$77.7B
$991K 0.04%
18,074
+270
+2% +$16.8K
XT icon
465
iShares Future Exponential Technologies ETF
XT
$3.77B
$989K 0.04%
22,184
-2,163
-9% -$108K
FSMB icon
466
First Trust Short Duration Managed Municipal ETF
FSMB
$618M
$985K 0.04%
50,544
+4,001
+9% +$79.6K
VDC icon
467
Vanguard Consumer Staples ETF
VDC
$7.86B
$984K 0.04%
5,725
-227
-4% -$42.9K
CROX icon
468
Crocs
CROX
$6.69B
$983K 0.04%
14,312
+4,177
+41% +$290K
JXN icon
469
Jackson Financial
JXN
$8.32B
$982K 0.04%
35,403
-9,101
-20% -$269K
LUV icon
470
Southwest Airlines
LUV
$22.1B
$982K 0.04%
31,847
+677
+2% +$25.4K
SJM icon
471
J.M. Smucker
SJM
$12.6B
$981K 0.04%
7,137
+43
+0.6% +$5.86K
DES icon
472
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$971K 0.04%
37,716
+1,097
+3% +$31.8K
AZO icon
473
AutoZone
AZO
$48.3B
$970K 0.04%
452
-37
-8% -$80.6K
FV icon
474
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$965K 0.04%
23,501
-1,594
-6% -$70.4K
ROKU icon
475
Roku
ROKU
$21.1B
$965K 0.04%
17,103
+647
+4% +$49.2K
17 18
19
20 21

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BPS
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.