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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGSH icon
426
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.1M 0.04%
19,110
+8,198
+75% +$480K
BOND icon
427
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$1.09M 0.04%
12,114
-77
-0.6% -$7.29K
TIPX icon
428
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$1.09M 0.04%
+59,703
New +$1.15M
FMF icon
429
First Trust Managed Futures Strategy Fund
FMF
$250M
$1.08M 0.04%
21,084
+1,153
+6% +$57.8K
MGV icon
430
Vanguard Mega Cap Value ETF
MGV
$13.2B
$1.08M 0.04%
12,056
-191
-2% -$18.8K
NMFC icon
431
New Mountain Finance
NMFC
$646M
$1.08M 0.04%
93,937
-775
-0.8% -$9.89K
MET icon
432
MetLife
MET
$61B
$1.08M 0.04%
17,763
-421
-2% -$26.9K
IEI icon
433
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.08M 0.04%
9,418
-480
-5% -$56.8K
XBI icon
434
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.07M 0.04%
13,524
-3,551
-21% -$299K
OXY icon
435
Occidental Petroleum
OXY
$57B
$1.06M 0.04%
17,304
+599
+4% +$38.3K
SPYV icon
436
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.06M 0.04%
30,779
-555
-2% -$21.1K
SHV icon
437
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.06M 0.04%
9,648
+822
+9% +$90.4K
VXF icon
438
Vanguard Extended Market ETF
VXF
$30.3B
$1.06M 0.04%
+8,308
New +$1.17M
SCHM icon
439
Schwab US Mid-Cap ETF
SCHM
$14.6B
$1.05M 0.04%
52,224
-2,727
-5% -$60.8K
CCL icon
440
Carnival Corporation Ltd
CCL
$36.1B
$1.05M 0.04%
149,689
-357
-0.2% -$3.46K
FDHY icon
441
Fidelity High Yield Factor ETF
FDHY
$566M
$1.05M 0.04%
23,763
+16,341
+220% +$764K
AMAT icon
442
Applied Materials
AMAT
$426B
$1.05M 0.04%
12,792
+1,073
+9% +$103K
SHYD icon
443
VanEck Short High Yield Muni ETF
SHYD
$447M
$1.04M 0.04%
47,942
+2,471
+5% +$56K
ABNB icon
444
Airbnb
ABNB
$83.7B
$1.04M 0.04%
9,921
-253
-2% -$28K
MRVL icon
445
Marvell Technology
MRVL
$174B
$1.04M 0.04%
24,281
+402
+2% +$19.9K
BSJN
446
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.04M 0.04%
45,674
-831
-2% -$19.4K
RWL icon
447
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$1.04M 0.04%
15,486
+2,757
+22% +$203K
VOT icon
448
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.03M 0.04%
6,069
+206
+4% +$39K
IYF icon
449
iShares US Financials ETF
IYF
$4.39B
$1.03M 0.04%
15,290
-442
-3% -$32.6K
OHI icon
450
Omega Healthcare
OHI
$15.4B
$1.03M 0.04%
34,853
+549
+2% +$17.2K
16 17
18
19 20

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.