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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
401
McKesson
MCK
$100B
$1.32M 0.04%
2,312
-187
-7% -$105K
ITW icon
402
Illinois Tool Works
ITW
$82.1B
$1.31M 0.04%
5,183
+544
+12% +$144K
SDY icon
403
State Street SPDR S&P Dividend ETF
SDY
$22B
$1.3M 0.04%
9,877
-4,593
-32% -$641K
D icon
404
Dominion Energy
D
$62B
$1.3M 0.04%
24,114
+910
+4% +$51.9K
PPC icon
405
Pilgrim's Pride
PPC
$7B
$1.3M 0.04%
28,587
+12,149
+74% +$592K
TSCO icon
406
Tractor Supply
TSCO
$16.6B
$1.3M 0.04%
24,446
+3,261
+15% +$184K
ADM icon
407
Archer Daniels Midland
ADM
$40.2B
$1.29M 0.04%
25,603
+2,548
+11% +$138K
BAPR icon
408
Innovator US Equity Buffer ETF April
BAPR
$403M
$1.28M 0.04%
28,983
-1,352
-4% -$59.8K
SRPT icon
409
Sarepta Therapeutics
SRPT
$1.73B
$1.28M 0.04%
10,540
-309
-3% -$37.9K
PHYS icon
410
Sprott Physical Gold
PHYS
$14.7B
$1.28M 0.04%
63,560
+770
+1% +$15.8K
IYY icon
411
iShares Dow Jones US ETF
IYY
$2.92B
$1.28M 0.04%
8,938
-2,371
-21% -$341K
CB icon
412
Chubb
CB
$139B
$1.28M 0.04%
4,628
-947
-17% -$269K
BUYW icon
413
Main BuyWrite ETF
BUYW
$1.27B
$1.28M 0.04%
91,691
+41,869
+84% +$584K
FDX icon
414
FedEx
FDX
$73.6B
$1.28M 0.04%
4,535
-518
-10% -$145K
CEG icon
415
Constellation Energy
CEG
$97.1B
$1.27M 0.04%
5,659
-1,114
-16% -$278K
DAL icon
416
Delta Air Lines
DAL
$56.8B
$1.27M 0.04%
20,925
-32,839
-61% -$1.94M
SWK icon
417
Stanley Black & Decker
SWK
$14.4B
$1.26M 0.04%
15,672
+7,109
+83% +$659K
FIIG icon
418
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$647M
$1.26M 0.04%
61,462
+18,432
+43% +$385K
BLK icon
419
Blackrock
BLK
$163B
$1.25M 0.04%
1,221
-6
-0.5% -$6.09K
SPHQ icon
420
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$1.24M 0.04%
18,444
+1,427
+8% +$96.8K
SPYG icon
421
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$1.23M 0.04%
13,989
+3,767
+37% +$325K
UNP icon
422
Union Pacific
UNP
$179B
$1.23M 0.04%
5,377
-206
-4% -$48.8K
TBIL
423
F/m US Treasury 3 Month Bill Fund
TBIL
$7.21B
$1.22M 0.04%
24,549
-2,292
-9% -$114K
MBB icon
424
iShares MBS ETF
MBB
$39.1B
$1.21M 0.04%
13,221
-955
-7% -$88.9K
CPB icon
425
Campbell Soup
CPB
$6.72B
$1.21M 0.04%
28,905
+3,127
+12% +$141K
15 16
17
18 19

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.