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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXTG icon
401
First Trust Indxx NextG ETF
NXTG
$537M
$1.16M 0.04%
20,803
-632
-3% -$40.5K
KR icon
402
Kroger
KR
$34.8B
$1.16M 0.04%
26,414
-4,342
-14% -$206K
AEP icon
403
American Electric Power
AEP
$73.7B
$1.15M 0.04%
13,333
+1,373
+11% +$136K
JNK icon
404
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.15M 0.04%
13,049
-624
-5% -$58.1K
NTAP icon
405
NetApp
NTAP
$32.9B
$1.15M 0.04%
18,527
-225
-1% -$15.6K
BDX icon
406
Becton Dickinson
BDX
$43.1B
$1.14M 0.04%
5,136
-281
-5% -$69.9K
IXN icon
407
iShares Global Tech ETF
IXN
$8.7B
$1.14M 0.04%
27,100
-2,910
-10% -$142K
LNC icon
408
Lincoln National
LNC
$7.91B
$1.14M 0.04%
26,003
+11,920
+85% +$574K
PTNQ icon
409
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.14M 0.04%
23,096
+324
+1% +$16.9K
HRL icon
410
Hormel Foods
HRL
$13.9B
$1.14M 0.04%
24,974
-863
-3% -$41.7K
CTVA icon
411
Corteva
CTVA
$59.7B
$1.13M 0.04%
19,767
+29
+0.1% +$1.69K
FAAR icon
412
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$1.13M 0.04%
36,240
+2,222
+7% +$71.7K
PRU icon
413
Prudential Financial
PRU
$41.7B
$1.13M 0.04%
13,125
-1,160
-8% -$112K
SCHV
414
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.13M 0.04%
57,732
-1,398
-2% -$30.1K
VXUS icon
415
Vanguard Total International Stock ETF
VXUS
$153B
$1.13M 0.04%
24,587
+1,276
+5% +$65.3K
FICS icon
416
First Trust International Developed Capital Strength ETF
FICS
$213M
$1.12M 0.04%
43,272
+167
+0.4% +$4.78K
FITB
417
Fifth Third Bancorp
FITB
$52B
$1.12M 0.04%
35,068
+949
+3% +$32.7K
ALB icon
418
Albemarle
ALB
$13.5B
$1.11M 0.04%
4,212
-308
-7% -$78.3K
PLD icon
419
Prologis
PLD
$138B
$1.11M 0.04%
10,956
+271
+3% +$33.6K
IWY icon
420
iShares Russell Top 200 Growth ETF
IWY
$16B
$1.11M 0.04%
9,305
-636
-6% -$85.4K
NOC icon
421
Northrop Grumman
NOC
$77B
$1.11M 0.04%
2,358
+211
+10% +$101K
UTRN
422
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$1.11M 0.04%
48,867
+3,664
+8% +$91.2K
MPT
423
Medical Properties Trust
MPT
$2.89B
$1.11M 0.04%
93,308
+1,592
+2% +$24.1K
CGCP icon
424
Capital Group Core Plus Income ETF
CGCP
$8.33B
$1.11M 0.04%
50,588
+19,155
+61% +$445K
BAB icon
425
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.1M 0.04%
43,028
-5,044
-10% -$138K
15 16
17
18 19

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U
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SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
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WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.