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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
376
Cardinal Health
CAH
$53.9B
$1.4M 0.04%
11,844
+413
+4% +$48.2K
GEV icon
377
GE Vernova
GEV
$256B
$1.4M 0.04%
4,241
+364
+9% +$114K
VONE icon
378
Vanguard Russell 1000 ETF
VONE
$8.17B
$1.39M 0.04%
5,198
-74
-1% -$19.8K
IWV icon
379
iShares Russell 3000 ETF
IWV
$19.4B
$1.38M 0.04%
4,139
-899
-18% -$303K
PDBC icon
380
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.33B
$1.38M 0.04%
106,437
-15,887
-13% -$214K
VV icon
381
Vanguard Large-Cap ETF
VV
$51.7B
$1.38M 0.04%
5,126
-294
-5% -$79.7K
FRT icon
382
Federal Realty Investment Trust
FRT
$11B
$1.38M 0.04%
12,309
+2,225
+22% +$252K
VDE icon
383
Vanguard Energy ETF
VDE
$9.92B
$1.37M 0.04%
11,329
-738
-6% -$94K
UTES icon
384
Virtus Reaves Utilities ETF
UTES
$1.38B
$1.37M 0.04%
+21,463
New +$1.41M
OLED icon
385
Universal Display
OLED
$3.74B
$1.37M 0.04%
9,358
+132
+1% +$23.5K
IBTF
386
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$1.37M 0.04%
58,659
+4,476
+8% +$104K
VIGI icon
387
Vanguard International Dividend Appreciation ETF
VIGI
$8.96B
$1.37M 0.04%
17,079
+3,606
+27% +$303K
URI icon
388
United Rentals
URI
$69.6B
$1.36M 0.04%
1,928
-53
-3% -$43.1K
IDEV icon
389
iShares Core MSCI International Developed Markets ETF
IDEV
$31.2B
$1.35M 0.04%
20,960
+961
+5% +$64.8K
AMT icon
390
American Tower
AMT
$78B
$1.35M 0.04%
7,363
+514
+8% +$107K
FLRT icon
391
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
$1.35M 0.04%
28,380
+9,688
+52% +$462K
LRCX icon
392
Lam Research
LRCX
$348B
$1.34M 0.04%
18,522
+712
+4% +$54K
OKE icon
393
Oneok
OKE
$57.2B
$1.34M 0.04%
13,308
+213
+2% +$21.8K
SPSM icon
394
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$1.33M 0.04%
29,620
+1,293
+5% +$60.1K
FTA icon
395
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$1.33M 0.04%
17,400
+3,597
+26% +$286K
TJX icon
396
TJX Companies
TJX
$173B
$1.33M 0.04%
10,997
-709
-6% -$84.6K
SPDW icon
397
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$1.33M 0.04%
38,926
-2,301
-6% -$82.4K
XYZ
398
Block Inc
XYZ
$47.1B
$1.32M 0.04%
15,566
+3,107
+25% +$255K
FUTY icon
399
Fidelity MSCI Utilities Index ETF
FUTY
$2.39B
$1.32M 0.04%
27,089
+3,111
+13% +$159K
VOT icon
400
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$1.32M 0.04%
5,194
-672
-11% -$173K
14 15
16
17 18

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.