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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
351
Trade Desk
TTD
$8.13B
$1.56M 0.05%
13,303
-2,667
-17% -$330K
IYH icon
352
iShares US Healthcare ETF
IYH
$3.11B
$1.55M 0.05%
26,558
-7,106
-21% -$439K
SYLD icon
353
Cambria Shareholder Yield ETF
SYLD
$982M
$1.52M 0.05%
22,142
+102
+0.5% +$7.37K
FCX icon
354
Freeport-McMoran
FCX
$90B
$1.51M 0.05%
39,710
-15
-0% -$671
DJD icon
355
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$476M
$1.51M 0.05%
+29,771
New +$1.56M
IGEB icon
356
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
$1.51M 0.05%
33,963
-5,507
-14% -$249K
XONE icon
357
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$784M
$1.5M 0.05%
30,225
+1,565
+5% +$77.7K
FLQM icon
358
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.56B
$1.49M 0.05%
27,468
+19,668
+252% +$1.11M
AFL icon
359
Aflac
AFL
$63.9B
$1.49M 0.05%
14,414
+626
+5% +$68.3K
AGZD icon
360
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$1.49M 0.05%
66,233
-4,892
-7% -$110K
CLH icon
361
Clean Harbors
CLH
$16.1B
$1.48M 0.05%
6,446
+1,990
+45% +$494K
HYGH icon
362
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$573M
$1.47M 0.05%
+17,018
New +$1.47M
JGRO icon
363
JPMorgan Active Growth ETF
JGRO
$9.38B
$1.46M 0.05%
17,998
-747
-4% -$60K
IBDQ
364
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.44M 0.05%
57,547
-10,825
-16% -$271K
PSX icon
365
Phillips 66
PSX
$82.9B
$1.44M 0.05%
12,649
-577
-4% -$73.4K
FPEI icon
366
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$1.44M 0.05%
76,889
+2,343
+3% +$44.2K
HYG icon
367
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.44M 0.05%
18,280
-436
-2% -$34.6K
RSPR icon
368
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$107M
$1.43M 0.04%
+40,618
New +$1.51M
EQWL icon
369
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$1.43M 0.04%
13,972
-3,935
-22% -$410K
CMCSA icon
370
Comcast
CMCSA
$79.1B
$1.43M 0.04%
38,021
-9,789
-20% -$406K
DGRW icon
371
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$1.43M 0.04%
17,627
-1,300
-7% -$109K
FLRN icon
372
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.42M 0.04%
46,347
+3,744
+9% +$115K
SPGP icon
373
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$1.42M 0.04%
13,504
+685
+5% +$73.8K
TLH icon
374
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.41M 0.04%
14,200
-453
-3% -$46.9K
CGGR icon
375
Capital Group Growth ETF
CGGR
$23.5B
$1.41M 0.04%
37,989
-16,325
-30% -$600K
13 14
15
16 17

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.