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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGSH icon
326
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.68M 0.05%
28,940
+350
+1% +$20.4K
ZALT icon
327
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
$1.68M 0.05%
56,542
+43,221
+324% +$1.28M
FE icon
328
FirstEnergy
FE
$28.9B
$1.68M 0.05%
42,192
-29
-0.1% -$1.21K
MU icon
329
Micron Technology
MU
$1.04T
$1.66M 0.05%
19,680
-1,324
-6% -$135K
MSTR icon
330
Strategy Inc
MSTR
$33.5B
$1.66M 0.05%
5,717
+1,219
+27% +$367K
PSC icon
331
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.52B
$1.65M 0.05%
32,213
-265
-0.8% -$14.1K
VIST icon
332
Vista Energy
VIST
$7.75B
$1.65M 0.05%
30,439
+5,130
+20% +$264K
ORLY icon
333
O'Reilly Automotive
ORLY
$72.4B
$1.65M 0.05%
20,835
+4,485
+27% +$362K
RDDT icon
334
Reddit
RDDT
$32.5B
$1.64M 0.05%
+10,052
New +$1.24M
RWJ icon
335
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$1.64M 0.05%
35,848
-445
-1% -$20.8K
EFG icon
336
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.63M 0.05%
16,855
+529
+3% +$53.8K
FXU icon
337
First Trust Utilities AlphaDEX Fund
FXU
$840M
$1.63M 0.05%
43,099
+5,348
+14% +$207K
GIS icon
338
General Mills
GIS
$19.2B
$1.62M 0.05%
25,474
-22,351
-47% -$1.5M
FSTA icon
339
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.62M 0.05%
32,702
-2,837
-8% -$144K
TROW icon
340
T. Rowe Price
TROW
$25B
$1.61M 0.05%
14,251
+575
+4% +$66.6K
UOCT icon
341
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
$1.61M 0.05%
+45,545
New +$1.61M
MPC icon
342
Marathon Petroleum
MPC
$90.3B
$1.6M 0.05%
11,486
+1,227
+12% +$187K
PKST
343
DELISTED
Peakstone Realty Trust
PKST
$1.6M 0.05%
144,713
+4,160
+3% +$54.2K
CSX icon
344
CSX Corp
CSX
$98.6B
$1.6M 0.05%
49,504
+1,817
+4% +$62.3K
AMAT icon
345
Applied Materials
AMAT
$426B
$1.59M 0.05%
9,803
+414
+4% +$75K
GD icon
346
General Dynamics
GD
$105B
$1.59M 0.05%
6,050
-1,053
-15% -$303K
IDMO icon
347
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
$1.58M 0.05%
38,933
+28,086
+259% +$1.17M
FUMB icon
348
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$1.57M 0.05%
78,211
+18,868
+32% +$379K
KR icon
349
Kroger
KR
$34.8B
$1.57M 0.05%
25,624
-1,981
-7% -$116K
SPYM
350
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$1.57M 0.05%
22,718
-1,522
-6% -$105K
12 13
14
15 16

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.