We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FJUL icon
326
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$1.51M 0.06%
+46,626
New +$1.61M
IGSB icon
327
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.51M 0.06%
30,606
+11,963
+64% +$604K
DHI icon
328
D.R. Horton
DHI
$41B
$1.5M 0.06%
22,309
-5,192
-19% -$382K
IYY icon
329
iShares Dow Jones US ETF
IYY
$2.92B
$1.49M 0.06%
16,985
+367
+2% +$35.8K
FNDX icon
330
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$1.49M 0.06%
93,393
+28,983
+45% +$511K
ED icon
331
Consolidated Edison
ED
$41.6B
$1.47M 0.06%
17,133
+1
+0% +$96
SGOL icon
332
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.47M 0.06%
92,140
+293
+0.3% +$4.85K
XMMO icon
333
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$1.47M 0.06%
21,004
-791
-4% -$60.5K
SRLN icon
334
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.46M 0.06%
35,786
+3,167
+10% +$134K
KBWB icon
335
Invesco KBW Bank ETF
KBWB
$7.08B
$1.46M 0.06%
29,732
-7,351
-20% -$401K
MU icon
336
Micron Technology
MU
$1.04T
$1.46M 0.06%
29,056
+1,952
+7% +$113K
SHYG icon
337
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.44M 0.06%
36,109
-324
-0.9% -$13.4K
IBDO
338
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.44M 0.05%
57,734
+31,230
+118% +$783K
BUFG icon
339
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$1.43M 0.05%
85,023
+33,534
+65% +$612K
DGX icon
340
Quest Diagnostics
DGX
$25.1B
$1.42M 0.05%
11,608
+244
+2% +$32.1K
SRPT icon
341
Sarepta Therapeutics
SRPT
$1.66B
$1.42M 0.05%
12,886
-522
-4% -$52.6K
RIO icon
342
Rio Tinto
RIO
$148B
$1.42M 0.05%
25,758
+1,372
+6% +$79.1K
IWV icon
343
iShares Russell 3000 ETF
IWV
$19.5B
$1.41M 0.05%
6,795
-45
-0.7% -$10.4K
BUFR icon
344
FT Vest Fund of Buffer ETFs
BUFR
$10B
$1.4M 0.05%
67,314
+1,713
+3% +$38.1K
EFV icon
345
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.4M 0.05%
36,350
-27,962
-43% -$1.19M
IWN icon
346
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.4M 0.05%
10,849
-59
-0.5% -$8.53K
ITW icon
347
Illinois Tool Works
ITW
$81.4B
$1.4M 0.05%
7,739
+90
+1% +$17.8K
CMI icon
348
Cummins
CMI
$91.7B
$1.4M 0.05%
6,854
+3,455
+102% +$735K
SPY icon
349
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.39M 0.05%
3,900
+1,900
+95% +$755K
FNK icon
350
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$1.38M 0.05%
36,269
+9,116
+34% +$391K
12 13
14
15 16

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.