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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
301
Air Products & Chemicals
APD
$66.3B
$1.67M 0.06%
7,165
+95
+1% +$23.5K
GDXJ icon
302
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.66M 0.06%
56,487
+294
+0.5% +$9.12K
IUSB icon
303
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$1.66M 0.06%
37,258
-13,170
-26% -$614K
HBAN icon
304
Huntington Bancshares
HBAN
$35.1B
$1.66M 0.06%
125,690
-1,356
-1% -$18.1K
MGK icon
305
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.65M 0.06%
47,290
+4,625
+11% +$182K
SMDV icon
306
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$1.65M 0.06%
29,712
+745
+3% +$45.2K
MGC icon
307
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$1.64M 0.06%
13,163
-1,332
-9% -$185K
SHW icon
308
Sherwin-Williams
SHW
$78.3B
$1.64M 0.06%
8,022
-690
-8% -$163K
VEU icon
309
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.62M 0.06%
36,593
-2,505
-6% -$124K
STZ icon
310
Constellation Brands
STZ
$22.2B
$1.61M 0.06%
6,999
+126
+2% +$30.7K
IOO icon
311
iShares Global 100 ETF
IOO
$8.56B
$1.61M 0.06%
26,996
+192
+0.7% +$12.7K
GD icon
312
General Dynamics
GD
$105B
$1.61M 0.06%
7,570
-95
-1% -$21.5K
TROW icon
313
T. Rowe Price
TROW
$25B
$1.6M 0.06%
15,257
+2,924
+24% +$349K
CALF icon
314
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.59M 0.06%
48,969
+29,168
+147% +$1.06M
WPC icon
315
W.P. Carey
WPC
$17.1B
$1.59M 0.06%
23,268
+10,578
+83% +$866K
RSG icon
316
Republic Services
RSG
$66.7B
$1.59M 0.06%
11,655
+1,078
+10% +$151K
SUN icon
317
Sunoco
SUN
$14.2B
$1.57M 0.06%
40,366
+1,130
+3% +$44.5K
IYW icon
318
iShares US Technology ETF
IYW
$23.7B
$1.57M 0.06%
21,400
+2,415
+13% +$205K
ALL icon
319
Allstate
ALL
$66.9B
$1.55M 0.06%
12,459
-102
-0.8% -$12.7K
IYH icon
320
iShares US Healthcare ETF
IYH
$3.11B
$1.54M 0.06%
30,500
+1,960
+7% +$106K
KRE icon
321
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$1.54M 0.06%
26,170
-7,157
-21% -$448K
CEQP
322
DELISTED
Crestwood Equity Partners LP
CEQP
$1.54M 0.06%
55,297
-5,998
-10% -$160K
AXP icon
323
American Express
AXP
$223B
$1.53M 0.06%
11,373
-3,828
-25% -$579K
GSK icon
324
GSK
GSK
$103B
$1.53M 0.06%
51,865
+7,305
+16% +$277K
SKYY icon
325
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.52M 0.06%
25,142
+156
+0.6% +$10.8K
11 12
13
14 15

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.