We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGBL icon
276
Capital Group Core Balanced ETF
CGBL
$7.01B
$2.07M 0.07%
+66,245
New +$2.09M
K
277
DELISTED
Kellanova
K
$2.07M 0.06%
25,526
-7,243
-22% -$585K
TSM icon
278
TSMC
TSM
$2.09T
$2.06M 0.06%
10,449
-2,866
-22% -$555K
VPU
279
Vanguard Utilities ETF
VPU
$8.83B
$2.06M 0.06%
12,626
+2,752
+28% +$471K
ADBE icon
280
Adobe
ADBE
$89.5B
$2.05M 0.06%
4,605
-268
-5% -$133K
FMB icon
281
First Trust Managed Municipal ETF
FMB
$2.03B
$2.04M 0.06%
40,045
+503
+1% +$25.9K
IWO icon
282
iShares Russell 2000 Growth ETF
IWO
$14.5B
$2.04M 0.06%
7,094
+89
+1% +$26.3K
PGX icon
283
Invesco Preferred ETF
PGX
$3.84B
$2.02M 0.06%
174,951
+23,472
+15% +$282K
BSCP
284
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.99M 0.06%
96,482
+4,065
+4% +$83.9K
IWR icon
285
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.99M 0.06%
22,529
-4,817
-18% -$437K
TMO icon
286
Thermo Fisher Scientific
TMO
$211B
$1.99M 0.06%
3,820
-272
-7% -$150K
DYNF icon
287
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$1.98M 0.06%
38,560
-4,575
-11% -$235K
COP icon
288
ConocoPhillips
COP
$147B
$1.98M 0.06%
19,916
+3,556
+22% +$378K
SBUX icon
289
Starbucks
SBUX
$118B
$1.95M 0.06%
21,341
+1,018
+5% +$98.5K
SKYY icon
290
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.94M 0.06%
16,326
-2,008
-11% -$231K
TSPA icon
291
T. Rowe Price US Equity Research ETF
TSPA
$4.1B
$1.93M 0.06%
52,209
+3,121
+6% +$116K
MGV icon
292
Vanguard Mega Cap Value ETF
MGV
$13.2B
$1.92M 0.06%
15,342
+5,770
+60% +$745K
EDOW icon
293
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$1.91M 0.06%
52,741
+218
+0.4% +$7.98K
DTM icon
294
DT Midstream
DTM
$14.9B
$1.91M 0.06%
19,222
+1,466
+8% +$140K
PAYX icon
295
Paychex
PAYX
$40.4B
$1.91M 0.06%
13,598
+1,326
+11% +$188K
TT icon
296
Trane Technologies
TT
$106B
$1.9M 0.06%
5,155
+265
+5% +$105K
VDC icon
297
Vanguard Consumer Staples ETF
VDC
$7.86B
$1.9M 0.06%
8,978
+1,160
+15% +$251K
SPSB icon
298
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.88M 0.06%
62,849
+1,773
+3% +$53.1K
QQQM icon
299
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$1.88M 0.06%
8,912
+119
+1% +$24.8K
SRLN icon
300
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.87M 0.06%
44,835
+3,728
+9% +$156K
10 11
12
13 14

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.