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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Union Pacific
UNP
$183B
| $1.85M | 0.07% |
9,473
-861
| -8% | -$191K |
|
277
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $1.84M | 0.07% |
45,734
-2,520
| -5% | -$111K |
|
278
Kinder Morgan
KMI
$73.1B
| $1.83M | 0.07% |
110,080
-389
| -0.4% | -$6.92K |
|
279
FirstEnergy
FE
$28.9B
| $1.81M | 0.07% |
48,919
-1,352
| -3% | -$53.4K |
|
280
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
| $1.8M | 0.07% |
40,832
+367
| +0.9% | +$18K |
|
281
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $1.79M | 0.07% |
45,816
+7,681
| +20% | +$339K |
|
282
Generac Holdings
GNRC
$11.9B
| $1.79M | 0.07% |
10,055
+2,738
| +37% | +$628K |
|
283
First Trust Europe AlphaDEX Fund
FEP
$513M
| $1.77M | 0.07% |
67,297
+15,075
| +29% | +$459K |
|
284
BP
BP
$113B
| $1.76M | 0.07% |
61,760
+194
| +0.3% | +$5.77K |
|
285
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
| $1.76M | 0.07% |
67,173
-19,472
| -22% | -$538K |
|
286
American Water Works
AWK
$26.3B
| $1.76M | 0.07% |
13,531
+326
| +2% | +$49.1K |
|
287
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
| $1.74M | 0.07% |
30,591
+32
| +0.1% | +$1.95K |
|
288
Stryker
SYK
$127B
| $1.74M | 0.07% |
8,598
+396
| +5% | +$83.3K |
|
|
WBA
289
DELISTED
Walgreens Boots Alliance
WBA
| $1.73M | 0.07% |
55,153
-678
| -1% | -$25.1K |
|
290
iShares US Treasury Bond ETF
GOVT
$43.6B
| $1.73M | 0.07% |
75,808
-25,983
| -26% | -$616K |
|
291
Trade Desk
TTD
$8.13B
| $1.72M | 0.07% |
28,748
-185
| -0.6% | -$10.5K |
|
|
IBTD
292
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
| $1.72M | 0.07% |
69,347
+55,731
| +409% | +$1.39M |
|
293
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $1.71M | 0.07% |
20,452
+6,675
| +48% | +$622K |
|
294
VanEck Merk Gold Trust
OUNZ
$2.51B
| $1.71M | 0.07% |
105,880
-133,888
| -56% | -$2.24M |
|
295
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
| $1.71M | 0.07% |
108,957
+1,893
| +2% | +$33.2K |
|
296
Paychex
PAYX
$40.4B
| $1.71M | 0.07% |
15,196
+48
| +0.3% | +$5.95K |
|
297
Accenture
ACN
$89.9B
| $1.7M | 0.06% |
6,610
+189
| +3% | +$54.6K |
|
298
Vanguard Information Technology ETF
VGT
$139B
| $1.68M | 0.06% |
43,792
-1,672
| -4% | -$73.5K |
|
299
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
| $1.68M | 0.06% |
33,792
+299
| +0.9% | +$14.9K |
|
300
Digital Realty Trust
DLR
$73.7B
| $1.67M | 0.06% |
16,870
-2,215
| -12% | -$272K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.