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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
251
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.37M 0.07%
48,990
-3,639
-7% -$178K
QDPL icon
252
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$2.37M 0.07%
61,700
+18,541
+43% +$723K
IUSG icon
253
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.36M 0.07%
16,953
+1,382
+9% +$190K
DHR icon
254
Danaher
DHR
$135B
$2.35M 0.07%
10,243
-1,058
-9% -$260K
RWK icon
255
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$2.35M 0.07%
20,211
+903
+5% +$108K
VHT icon
256
Vanguard Health Care ETF
VHT
$18.2B
$2.34M 0.07%
9,234
-391
-4% -$105K
APD icon
257
Air Products & Chemicals
APD
$66.3B
$2.32M 0.07%
8,007
-303
-4% -$95.2K
GRID
258
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$2.3M 0.07%
19,242
+1,315
+7% +$164K
ITA icon
259
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.25M 0.07%
15,468
+1,404
+10% +$212K
MMM icon
260
3M
MMM
$89B
$2.25M 0.07%
17,401
-2,330
-12% -$306K
CSCO icon
261
Cisco
CSCO
$450B
$2.24M 0.07%
37,839
-2,255
-6% -$129K
NI icon
262
NiSource
NI
$22.4B
$2.23M 0.07%
60,590
-676
-1% -$24.3K
AGGH icon
263
Simplify Aggregate Bond ETF
AGGH
$571M
$2.21M 0.07%
106,991
+97,662
+1,047% +$2.04M
TXN icon
264
Texas Instruments
TXN
$255B
$2.2M 0.07%
11,731
-1,148
-9% -$229K
ICSH icon
265
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.18M 0.07%
43,292
-36,642
-46% -$1.85M
GRPM icon
266
Invesco S&P MidCap 400 GARP ETF
GRPM
$481M
$2.16M 0.07%
19,191
+5,459
+40% +$647K
CMS icon
267
CMS Energy
CMS
$23.1B
$2.13M 0.07%
31,903
-1,830
-5% -$126K
RDVI icon
268
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$2.12M 0.07%
87,621
-3,777
-4% -$95K
JVAL icon
269
JPMorgan US Value Factor ETF
JVAL
$820M
$2.12M 0.07%
49,150
-1,189
-2% -$52.5K
STIP icon
270
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.12M 0.07%
21,071
-9,687
-31% -$976K
SHYG icon
271
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$2.11M 0.07%
49,630
+2,093
+4% +$90K
DFAT icon
272
Dimensional US Targeted Value ETF
DFAT
$14.5B
$2.1M 0.07%
37,719
+1,992
+6% +$114K
RMIF icon
273
LHA Risk-Managed Income ETF
RMIF
$16.6M
$2.08M 0.07%
+82,597
New +$2.09M
RSBT icon
274
Return Stacked Bonds & Managed Futures ETF
RSBT
$137M
$2.08M 0.07%
+123,895
New +$2.1M
DOW icon
275
Dow Inc
DOW
$21.6B
$2.07M 0.07%
51,697
+8,974
+21% +$419K
9 10
11
12 13

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.