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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
251
Danaher
DHR
$135B
$2.03M 0.08%
8,883
-772
-8% -$189K
VAW icon
252
Vanguard Materials ETF
VAW
$3B
$2.03M 0.08%
13,685
-1,588
-10% -$262K
ADM icon
253
Archer Daniels Midland
ADM
$41.4B
$2.02M 0.08%
25,108
+1,179
+5% +$97.1K
CRWD icon
254
CrowdStrike
CRWD
$187B
$2.02M 0.08%
49,000
+14,392
+42% +$658K
O icon
255
Realty Income
O
$61.2B
$2.02M 0.08%
34,655
+3,000
+9% +$207K
SMMV icon
256
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$2.01M 0.08%
62,988
+279
+0.4% +$9.73K
FEX icon
257
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$2M 0.08%
27,699
+14,866
+116% +$1.18M
MDT icon
258
Medtronic
MDT
$107B
$1.99M 0.08%
24,692
+2,168
+10% +$195K
CME icon
259
CME Group
CME
$92.2B
$1.98M 0.08%
11,203
+40
+0.4% +$7.91K
C icon
260
Citigroup
C
$222B
$1.94M 0.07%
46,661
+2,158
+5% +$107K
AMT icon
261
American Tower
AMT
$77.7B
$1.93M 0.07%
9,006
+353
+4% +$90.7K
FXR icon
262
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.93M 0.07%
41,964
+5,619
+15% +$287K
IUSG icon
263
iShares Core S&P US Growth ETF
IUSG
$31.1B
$1.92M 0.07%
23,960
+445
+2% +$40.1K
CCI icon
264
Crown Castle
CCI
$32.7B
$1.91M 0.07%
13,227
-2,209
-14% -$378K
ORCL icon
265
Oracle
ORCL
$331B
$1.91M 0.07%
31,304
+400
+1% +$29.3K
VPU
266
Vanguard Utilities ETF
VPU
$8.83B
$1.9M 0.07%
13,382
-3,451
-21% -$550K
IWO icon
267
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.9M 0.07%
9,204
-693
-7% -$156K
FDIS icon
268
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$1.9M 0.07%
31,234
-9,070
-23% -$607K
FYT icon
269
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$1.89M 0.07%
46,741
+31,027
+197% +$1.44M
DVN icon
270
Devon Energy
DVN
$51.9B
$1.88M 0.07%
31,336
-32,755
-51% -$2.04M
IGV icon
271
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$1.88M 0.07%
37,645
-1,520
-4% -$86.4K
TRV icon
272
Travelers Companies
TRV
$80.8B
$1.86M 0.07%
12,157
-1,696
-12% -$276K
HTGC icon
273
Hercules Capital
HTGC
$2.94B
$1.86M 0.07%
160,720
+9,739
+6% +$139K
NKE icon
274
Nike
NKE
$61.9B
$1.86M 0.07%
22,338
+719
+3% +$77.4K
ADP icon
275
Automatic Data Processing
ADP
$100B
$1.85M 0.07%
8,164
-973
-11% -$230K
9 10
11
12 13

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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.