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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALAB icon
226
Astera Labs
ALAB
$50B
$2.72M 0.09%
+20,520
New +$1.93M
PVAL icon
227
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$2.71M 0.09%
73,123
+144
+0.2% +$5.54K
BA icon
228
Boeing
BA
$165B
$2.64M 0.08%
14,897
-403
-3% -$63.2K
MAIN icon
229
Main Street Capital
MAIN
$4.97B
$2.62M 0.08%
44,706
+4,342
+11% +$231K
FDIS icon
230
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$2.6M 0.08%
26,679
+15,553
+140% +$1.46M
QYLD icon
231
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$2.6M 0.08%
142,699
-109,853
-43% -$2.01M
SPYV icon
232
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$2.58M 0.08%
50,356
+23,538
+88% +$1.25M
GS icon
233
Goldman Sachs
GS
$313B
$2.56M 0.08%
4,462
-143
-3% -$79.8K
KMB icon
234
Kimberly-Clark
KMB
$36.4B
$2.55M 0.08%
19,468
+768
+4% +$105K
EMXC icon
235
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$2.53M 0.08%
45,670
+2,497
+6% +$147K
FDEC icon
236
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$2.53M 0.08%
56,713
-368,340
-87% -$16.3M
FNDF icon
237
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$2.52M 0.08%
75,905
+2,386
+3% +$84.3K
IEF icon
238
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.52M 0.08%
27,207
-4,651
-15% -$439K
XPO icon
239
XPO
XPO
$25B
$2.49M 0.08%
19,012
-1,451
-7% -$196K
AMLP icon
240
Alerian MLP ETF
AMLP
$13B
$2.49M 0.08%
51,724
+12,700
+33% +$610K
ENB icon
241
Enbridge
ENB
$124B
$2.49M 0.08%
58,692
+354
+0.6% +$14.8K
KHC icon
242
Kraft Heinz
KHC
$30.4B
$2.49M 0.08%
81,040
+14,514
+22% +$476K
CME icon
243
CME Group
CME
$92.2B
$2.48M 0.08%
10,689
+30
+0.3% +$6.9K
IWS icon
244
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.48M 0.08%
19,170
+871
+5% +$117K
O icon
245
Realty Income
O
$61.2B
$2.47M 0.08%
46,268
+6,051
+15% +$352K
TRV icon
246
Travelers Companies
TRV
$80.8B
$2.45M 0.08%
10,191
-502
-5% -$125K
IQLT icon
247
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$2.44M 0.08%
65,675
-20,895
-24% -$818K
BUFD icon
248
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$2.43M 0.08%
95,231
+49,933
+110% +$1.27M
TCHP icon
249
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
$2.42M 0.08%
57,379
+5,539
+11% +$230K
UBER icon
250
Uber
UBER
$134B
$2.39M 0.08%
39,668
-7,672
-16% -$548K
8 9
10
11 12

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SL
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WB
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SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.