SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
$7.44M
4
AMZN icon
Amazon
AMZN
$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALAB icon
226
Astera Labs
ALAB
$31.8B
$2.72M 0.09%
+20,520
New +$2.72M
PVAL icon
227
Putnam Focused Large Cap Value ETF
PVAL
$4.12B
$2.71M 0.09%
73,123
+144
+0.2% +$5.35K
BA icon
228
Boeing
BA
$174B
$2.64M 0.08%
14,897
-403
-3% -$71.3K
MAIN icon
229
Main Street Capital
MAIN
$5.95B
$2.62M 0.08%
44,706
+4,342
+11% +$254K
FDIS icon
230
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.89B
$2.6M 0.08%
26,679
+15,553
+140% +$1.52M
QYLD icon
231
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.22B
$2.6M 0.08%
142,699
-109,853
-43% -$2M
SPYV icon
232
SPDR Portfolio S&P 500 Value ETF
SPYV
$28B
$2.58M 0.08%
50,356
+23,538
+88% +$1.2M
GS icon
233
Goldman Sachs
GS
$223B
$2.56M 0.08%
4,462
-143
-3% -$81.9K
KMB icon
234
Kimberly-Clark
KMB
$43.1B
$2.55M 0.08%
19,468
+768
+4% +$101K
EMXC icon
235
iShares MSCI Emerging Markets ex China ETF
EMXC
$13B
$2.53M 0.08%
45,670
+2,497
+6% +$138K
FDEC icon
236
FT Vest US Equity Buffer ETF December
FDEC
$1.06B
$2.53M 0.08%
56,713
-368,340
-87% -$16.4M
FNDF icon
237
Schwab Fundamental International Large Company Index ETF
FNDF
$17.4B
$2.52M 0.08%
75,905
+2,386
+3% +$79.2K
IEF icon
238
iShares 7-10 Year Treasury Bond ETF
IEF
$35.9B
$2.52M 0.08%
27,207
-4,651
-15% -$430K
XPO icon
239
XPO
XPO
$15.4B
$2.49M 0.08%
19,012
-1,451
-7% -$190K
AMLP icon
240
Alerian MLP ETF
AMLP
$10.5B
$2.49M 0.08%
51,724
+12,700
+33% +$612K
ENB icon
241
Enbridge
ENB
$105B
$2.49M 0.08%
58,692
+354
+0.6% +$15K
KHC icon
242
Kraft Heinz
KHC
$32.3B
$2.49M 0.08%
81,040
+14,514
+22% +$446K
CME icon
243
CME Group
CME
$94.4B
$2.48M 0.08%
10,689
+30
+0.3% +$6.97K
IWS icon
244
iShares Russell Mid-Cap Value ETF
IWS
$14.1B
$2.48M 0.08%
19,170
+871
+5% +$113K
O icon
245
Realty Income
O
$54.2B
$2.47M 0.08%
46,268
+6,051
+15% +$323K
TRV icon
246
Travelers Companies
TRV
$62B
$2.45M 0.08%
10,191
-502
-5% -$121K
IQLT icon
247
iShares MSCI Intl Quality Factor ETF
IQLT
$12.9B
$2.44M 0.08%
65,675
-20,895
-24% -$776K
BUFD icon
248
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.44B
$2.43M 0.08%
95,231
+49,933
+110% +$1.27M
TCHP icon
249
T. Rowe Price Blue Chip Growth ETF
TCHP
$1.52B
$2.42M 0.08%
57,379
+5,539
+11% +$233K
UBER icon
250
Uber
UBER
$190B
$2.39M 0.08%
39,668
-7,672
-16% -$463K
8 9
10
11 12