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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Intuitive Surgical
ISRG
$121B
| $2.32M | 0.09% |
12,387
-2,120
| -15% | -$455K |
|
227
Adobe
ADBE
$89.5B
| $2.32M | 0.09% |
8,427
-5,409
| -39% | -$2.05M |
|
228
Ares Capital
ARCC
$13.5B
| $2.31M | 0.09% |
136,695
+8,120
| +6% | +$157K |
|
229
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $2.3M | 0.09% |
149,641
+13,132
| +10% | +$219K |
|
230
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $2.29M | 0.09% |
23,788
-787
| -3% | -$84.1K |
|
231
ConocoPhillips
COP
$147B
| $2.26M | 0.09% |
22,097
+1,086
| +5% | +$108K |
|
232
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
| $2.26M | 0.09% |
86,428
+2,739
| +3% | +$81.6K |
|
233
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $2.23M | 0.09% |
21,770
+2,409
| +12% | +$251K |
|
234
First Trust Water ETF
FIW
$1.84B
| $2.21M | 0.08% |
30,843
+7,182
| +30% | +$560K |
|
235
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $2.2M | 0.08% |
43,205
-4,090
| -9% | -$232K |
|
236
Sysco
SYY
$39.7B
| $2.2M | 0.08% |
31,065
-530
| -2% | -$44.1K |
|
237
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $2.19M | 0.08% |
44,988
-1,332
| -3% | -$73K |
|
238
Delta Air Lines
DAL
$55.9B
| $2.19M | 0.08% |
77,944
+1,910
| +3% | +$60.7K |
|
239
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
| $2.17M | 0.08% |
31,103
-1,922
| -6% | -$148K |
|
240
Enbridge
ENB
$124B
| $2.17M | 0.08% |
58,350
-984
| -2% | -$41.5K |
|
241
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $2.16M | 0.08% |
26,854
+3,840
| +17% | +$342K |
|
242
iShares Russell 2000 ETF
IWM
$80.9B
| $2.14M | 0.08% |
12,951
-6,493
| -33% | -$1.18M |
|
243
Kimberly-Clark
KMB
$36.4B
| $2.13M | 0.08% |
18,959
-93
| -0.5% | -$12.1K |
|
244
Comcast
CMCSA
$79.1B
| $2.09M | 0.08% |
71,296
+12,993
| +22% | +$486K |
|
245
Vanguard Energy ETF
VDE
$10.1B
| $2.07M | 0.08% |
20,374
+915
| +5% | +$97.3K |
|
246
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $2.06M | 0.08% |
60,690
+5,722
| +10% | +$215K |
|
247
Nucor
NUE
$56.4B
| $2.06M | 0.08% |
19,221
-236
| -1% | -$29.6K |
|
|
AFGR
248
First Trust Active Factor Large Cap Growth ETF
AFGR
$90.5M
| $2.06M | 0.08% |
126,347
+35,690
| +39% | +$655K |
|
249
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $2.06M | 0.08% |
74,055
+2,605
| +4% | +$80.1K |
|
|
K
250
DELISTED
Kellanova
K
| $2.05M | 0.08% |
31,278
-560
| -2% | -$38.5K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.