RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
+$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$13M
5
HIX
Western Asset High Income Fund II
HIX
+$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MHI
201
DELISTED
Pioneer Municipal High Income Fund
MHI
$750K 0.05%
62,125
-54,070
-47% -$653K
NML
202
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
$745K 0.04%
+110,170
New +$745K
SRACU
203
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
$695K 0.04%
+67,500
New +$695K
VKI icon
204
Invesco Advantage Municipal Income Trust II
VKI
$382M
$600K 0.04%
53,699
-3,712
-6% -$41.5K
APXTU
205
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$524K 0.03%
50,000
– –
HCCOU
206
DELISTED
Healthcare Merger Corp. Units
HCCOU
$518K 0.03%
+50,000
New +$518K
GB
207
DELISTED
Global Blue Group Holding
GB
$516K 0.03%
49,995
– –
CEV
208
Eaton Vance California Municipal Income Trust
CEV
$69.1M
$499K 0.03%
37,054
-124,192
-77% -$1.67M
NDP
209
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$495K 0.03%
+14,268
New +$495K
BGH
210
Barings Global Short Duration High Yield Fund
BGH
$332M
$477K 0.03%
+27,215
New +$477K
EGIF
211
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$461K 0.03%
+27,061
New +$461K
BTT icon
212
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$434K 0.03%
17,960
-345,894
-95% -$8.36M
TEAF
213
Ecofin Sustainable & Social Impact Term Fund
TEAF
$163M
$318K 0.02%
+19,399
New +$318K
BCIC
214
BCP Investment Corporation Common Stock
BCIC
$161M
$314K 0.02%
+14,813
New +$314K
SCPE.U
215
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$259K 0.02%
25,000
– –
NTG
216
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$234K 0.01%
2,136
-37,407
-95% -$4.1M
CCH.U
217
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$215K 0.01%
20,000
– –
GER
218
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$205K 0.01%
+5,297
New +$205K
IMVTW
219
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$200K 0.01%
+100,000
New +$200K
BROG
220
DELISTED
Brooge Energy
BROG
$199K 0.01%
22,497
-202,503
-90% -$1.79M
CRF
221
Cornerstone Total Return Fund
CRF
$1.22B
$195K 0.01%
18,105
-58,831
-76% -$634K
BROGW
222
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$158K 0.01%
+212,900
New +$158K
LACQW
223
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$158K 0.01%
153,297
– –
TIBRW
224
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$143K 0.01%
125,000
– –
DDMXW
225
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$131K 0.01%
298,600
-1,400
-0.5% -$614
7 8
9
10 11