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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$480M
Cap. Flow
+$604M
Cap. Flow %
36.01%
Top 10 Hldgs %
26.1%
Holding
319
New
106
Increased
77
Reduced
26
Closed
27

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$31.7M
2
FSK icon
FS KKR Capital
FSK
+$31.6M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.7M
4
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$19.7M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.2M

Top Sells

Rank Stock Value
1
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$10.1M
4
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$8.39M
5
KMM
Deutsche Multi-Market Incm Trust
KMM
+$5.79M

Sector Composition

Rank Sector Weight
1 Financials 4.29%
2 Consumer Discretionary 0.85%
3 Healthcare 0.47%
4 Technology 0.46%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRMK
201
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$956K 0.06%
96,000
– –
EVP
202
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$911K 0.05%
82,362
+63,459
+336% +$698K
CHN
203
DELISTED
China Fund
CHN
$777K 0.05%
46,055
+2,700
+6% +$47.9K
VGI
204
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$764K 0.05%
+69,453
New +$826K
GTEC icon
205
Greenland Technologies Holding
GTEC
$14.3M
$733K 0.04%
75,000
– –
BFY
206
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$722K 0.04%
+58,332
New +$724K
EFL
207
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$685K 0.04%
+77,895
New +$699K
MMV
208
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
$647K 0.04%
52,897
+23,945
+83% +$290K
EIP
209
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$565K 0.03%
+49,543
New +$563K
EVN
210
Eaton Vance Municipal Income Trust
EVN
$427M
$555K 0.03%
+49,841
New +$553K
JRO
211
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$550K 0.03%
60,856
-23,766
-28% -$234K
EVO
212
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$533K 0.03%
43,735
+32,808
+300% +$395K
BNY
213
DELISTED
BlackRock New York Municipal Income Trust
BNY
$532K 0.03%
+43,801
New +$526K
MFM
214
Aberdeen Municipal Income Fund
MFM
$223M
$529K 0.03%
+85,866
New +$540K
EIO
215
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$511K 0.03%
44,549
+23,559
+112% +$262K
CCC.U
216
DELISTED
Churchill Capital Corp
CCC.U
$506K 0.03%
50,000
– –
GB
217
DELISTED
Global Blue Group Holding
GB
$482K 0.03%
49,995
– –
JHB
218
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$457K 0.03%
+50,852
New +$477K
ERC
219
Allspring Multi-Sector Income Fund
ERC
$262M
$456K 0.03%
+41,499
New +$480K
EMJ
220
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$423K 0.03%
36,191
+2,866
+9% +$33.4K
BGX
221
Blackstone Long-Short Credit Income Fund
BGX
$138M
$381K 0.02%
+27,639
New +$421K
MQT
222
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$370K 0.02%
+32,425
New +$370K
IHD
223
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$342K 0.02%
46,853
– –
MTT
224
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$290K 0.02%
+14,769
New +$295K
NESRW
225
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$270K 0.02%
216,015
– –
7 8
9
10 11

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Rivernorth Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rivernorth Capital Management held 319 positions worth $1.68B, up 40% from $1.2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $604M of net new capital in Q4 2018, opening 106 new positions and adding to 77 existing holdings. Its largest new stake was FS KKR Capital: 1,270,668 shares worth $27.1M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 2.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $14.3M trimmed.

  • Rivernorth Capital Management's largest Q4 2018 buy was FS KKR Capital: 1,270,668 shares worth $27.1M.
  • Rivernorth Capital Management added most to Nuveen Quality Municipal Income Fund in Q4 2018, an estimated $31.7M increase.
  • Rivernorth Capital Management's biggest Q4 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.3M.
  • Rivernorth Capital Management fully exited abrdn Total Dynamic Dividend Fund in Q4 2018, selling an estimated $25.2M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.68B portfolio in Q4 2018.
  • Rivernorth Capital Management opened 106 new positions and closed 27 in Q4 2018.
  • Rivernorth Capital Management's portfolio value rose 40% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.