RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.2B
AUM Growth
-$71.2M
Cap. Flow
-$67M
Cap. Flow %
-5.6%
Top 10 Hldgs %
30.99%
Holding
261
New
52
Increased
65
Reduced
44
Closed
48

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.5M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.4M
3
CRF
Cornerstone Total Return Fund
CRF
$8.46M
4
PCF
High Income Securities Fund
PCF
$6.79M
5
AVK
Advent Convertible and Income Fund
AVK
$5.75M

Top Sells

1
MZF
Managed Duration Inv Grd Muni Fd
MZF
$14.8M
2
RA
Brookfield Real Assets Income Fund
RA
$13.6M
3
USA icon
Liberty All-Star Equity Fund
USA
$13.3M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$12.2M
5
AOD
abrdn Total Dynamic Dividend Fund
AOD
$8.21M

Sector Composition

1 Financials 2.31%
2 Consumer Discretionary 1.27%
3 Healthcare 0.84%
4 Technology 0.69%
5 Communication Services 0.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALGRR
201
DELISTED
Allegro Merger Corp. Right
ALGRR
$40K ﹤0.01%
+100,000
New +$40K
BRACR
202
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$37K ﹤0.01%
100,000
– –
ALGRW
203
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$35K ﹤0.01%
+100,000
New +$35K
DOTAW
204
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$35K ﹤0.01%
60,000
– –
BCACW
205
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$33K ﹤0.01%
62,500
– –
GTYHW
206
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$33K ﹤0.01%
26,667
– –
FPAC.WS
207
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$27K ﹤0.01%
+16,665
New +$27K
GLACR
208
DELISTED
Greenland Acquisition Corporation Right
GLACR
$27K ﹤0.01%
+75,000
New +$27K
STLRW
209
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$27K ﹤0.01%
200,000
– –
CNACW
210
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$26K ﹤0.01%
120,000
– –
TOTAW
211
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$24K ﹤0.01%
+118,000
New +$24K
HUNTW
212
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$23K ﹤0.01%
75,001
– –
GLACW
213
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
$20K ﹤0.01%
+75,000
New +$20K
LACQU
214
DELISTED
Leisure Acquisition Corp. Unit
LACQU
– –
-81,444
Closed -$819K
ADX icon
215
Adams Diversified Equity Fund
ADX
$2.61B
– –
-36,374
Closed -$561K
CEF icon
216
Sprott Physical Gold and Silver Trust
CEF
$6.55B
– –
-437,244
Closed -$5.48M
FLC
217
Flaherty & Crumrine Total Return Fund
FLC
$182M
– –
-106,151
Closed -$2.07M
FPF
218
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
– –
-78,750
Closed -$1.7M
GAM
219
General American Investors Company
GAM
$1.41B
– –
-89,020
Closed -$3.06M
GDX icon
220
VanEck Gold Miners ETF
GDX
$20.2B
– –
-105,594
Closed -$2.36M
GLQ
221
Clough Global Equity Fund
GLQ
$139M
– –
-158,397
Closed -$2.27M
GUT
222
Gabelli Utility Trust
GUT
$527M
– –
-476,157
Closed -$2.73M
HFFG icon
223
HF Foods Group
HFFG
$168M
– –
-150,000
Closed -$1.52M
IMXI icon
224
International Money Express
IMXI
$429M
– –
-125,002
Closed -$1.25M
MHI
225
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-86,783
Closed -$991K
7 8
9
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