RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.63B
AUM Growth
+$14.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
212
New
Increased
Reduced
Closed

Top Buys

1
+$32.2M
2
+$13.8M
3
+$10.5M
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$9.41M
5
GHY
PGIM Global High Yield Fund
GHY
+$7.85M

Top Sells

1
+$14.3M
2
+$14M
3
+$9.34M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.07M
5
CTF
Nuveen Long/Short Commodity Fd
CTF
+$7.06M

Sector Composition

1 Financials 7.4%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
– –
-294,760
202
– –
-29,090
203
– –
-234,254
204
– –
-31,021
205
– –
-78,304
206
– –
-2,805,456
207
– –
-40,372
208
– –
-58,628
209
– –
-135,843
210
– –
-103,302
211
– –
-93,437
212
– –
-245,689
5 6 7 8
9