RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
+$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
+$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
+$8.15M
4
PCF
High Income Securities Fund
PCF
+$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
+$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CEFS icon
176
Saba Closed-End Funds ETF
CEFS
$316M
$1.23M 0.06%
55,200
-208,210
-79% -$4.63M
PXH icon
177
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.6B
$1.22M 0.06%
55,600
– –
VFL
178
abrdn National Municipal Income Fund
VFL
$123M
$1.13M 0.05%
101,081
-86,245
-46% -$963K
MUA icon
179
BlackRock MuniAssets Fund
MUA
$429M
$1.11M 0.05%
89,135
-825,712
-90% -$10.2M
BFZ icon
180
BlackRock CA Municipal Income Trust
BFZ
$319M
$1.09M 0.05%
90,258
-88,100
-49% -$1.07M
PCEF icon
181
Invesco CEF Income Composite ETF
PCEF
$843M
$1.05M 0.05%
53,463
– –
CYCU
182
Cycurion, Inc. Common Stock
CYCU
$9.4M
$1.05M 0.05%
99,800
– –
RFAI
183
RF Acquisition Corp II Ordinary Shares
RFAI
$159M
$1.02M 0.05%
+100,000
New +$1.02M
SPKL
184
Spark I Acquisition Corp
SPKL
$94.8M
$1.02M 0.05%
96,930
– –
QETA icon
185
Quetta Acquisition Corp
QETA
$41.5M
$1.01M 0.05%
96,914
– –
FTII
186
DELISTED
FutureTech II Acquisition Corp. Class A Common Stock
FTII
$983K 0.05%
89,320
– –
FORL icon
187
Four Leaf Acquisition Corp
FORL
$894K 0.04%
81,934
– –
PZC
188
DELISTED
PIMCO California Municipal Income Fund III
PZC
$883K 0.04%
117,754
– –
MHF
189
Western Asset Municipal High Income Fund
MHF
$159M
$878K 0.04%
121,437
-788,766
-87% -$5.7M
NQP icon
190
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$413M
$852K 0.04%
67,513
-12,100
-15% -$153K
GATE
191
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
$818K 0.04%
75,000
– –
HYAC icon
192
Haymaker Acquisition Corp 4
HYAC
$327M
$733K 0.04%
68,802
– –
OAKU icon
193
Oak Woods Acquisition Corp
OAKU
$720K 0.03%
65,262
– –
VGI
194
Virtus Global Multi-Sector Income Fund
VGI
$91M
$679K 0.03%
83,887
-62,000
-42% -$502K
PFO
195
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$124M
$663K 0.03%
70,439
– –
PPYA
196
DELISTED
Papaya Growth Opportunity Corp. I Class A Common Stock
PPYA
$622K 0.03%
56,331
– –
MFM
197
MFS Municipal Income Trust
MFM
$213M
$536K 0.03%
93,722
– –
KVAC icon
198
Keen Vision Acquisition Corp
KVAC
$107M
$521K 0.03%
48,401
– –
SPMC
199
Sound Point Meridian Capital, Inc.
SPMC
$511K 0.02%
25,832
-24,168
-48% -$478K
EDD
200
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$349M
$494K 0.02%
98,077
-274,870
-74% -$1.39M
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