RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGY icon
176
BlackRock Enhanced International Dividend Trust
BGY
$529M
$1.28M 0.09%
284,551
+76,386
+37% +$344K
CPZ
177
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$327M
$1.26M 0.08%
+86,980
New +$1.26M
FIV
178
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$1.24M 0.08%
+169,112
New +$1.24M
CLNN icon
179
Clene
CLNN
$57.9M
$1.24M 0.08%
5,900
– –
BTT icon
180
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$1.23M 0.08%
54,332
+36,372
+203% +$825K
HERZ
181
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$41.3M
$1.23M 0.08%
454,709
+143,252
+46% +$386K
VKI icon
182
Invesco Advantage Municipal Income Trust II
VKI
$387M
$1.21M 0.08%
118,037
+64,338
+120% +$661K
HTY
183
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.19M 0.08%
237,404
+17,049
+8% +$85.4K
FAM
184
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.15M 0.08%
+130,671
New +$1.15M
TSLX icon
185
Sixth Street Specialty
TSLX
$2.32B
$1.11M 0.07%
+79,844
New +$1.11M
BLW icon
186
BlackRock Limited Duration Income Trust
BLW
$549M
$1.08M 0.07%
+85,914
New +$1.08M
LOACU
187
DELISTED
Longevity Acquisition Corporation Units
LOACU
$1.07M 0.07%
100,000
– –
TCPC icon
188
BlackRock TCP Capital
TCPC
$605M
$1.05M 0.07%
+167,515
New +$1.05M
NIQ
189
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.04M 0.07%
78,213
-75,049
-49% -$1M
EXD
190
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.04M 0.07%
135,717
-277,936
-67% -$2.13M
INSUU
191
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$1.04M 0.07%
100,000
– –
LSEA
192
DELISTED
Landsea Homes
LSEA
$1.04M 0.07%
100,000
– –
HYACU
193
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.01M 0.07%
100,000
– –
HOFV
194
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.01M 0.07%
6,405
-4,898
-43% -$770K
IFN
195
India Fund
IFN
$600M
$1M 0.07%
73,606
-7,072
-9% -$96.4K
PTACU
196
DELISTED
PropTech Acquisition Corporation Unit
PTACU
$994K 0.07%
100,000
– –
EVY
197
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$993K 0.07%
80,051
+6,955
+10% +$86.3K
FREE
198
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$987K 0.07%
99,996
+2,838
+3% +$28K
CIICU
199
DELISTED
CIIG Merger Corp. Units
CIICU
$980K 0.07%
100,000
– –
NBW
200
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$950K 0.06%
72,214
-133,541
-65% -$1.76M
6 7
8
9 10