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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIC icon
176
International General Insurance
IGIC
$1.13B
$1.31M 0.08%
125,000
– –
HCCH
177
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$1.29M 0.08%
125,000
– –
TZACU
178
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$1.29M 0.08%
125,000
– –
DTF
179
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$1.27M 0.08%
85,533
-154,453
-64% -$2.23M
CLNN icon
180
Clene
CLNN
$65.9M
$1.24M 0.07%
5,900
– –
BGY icon
181
BlackRock Enhanced International Dividend Trust
BGY
$533M
$1.23M 0.07%
208,165
+74,063
+55% +$411K
NCZ
182
Virtus Convertible & Income Fund II
NCZ
$305M
$1.12M 0.07%
+54,758
New +$1.1M
GBDC icon
183
Golub Capital BDC
GBDC
$3.41B
$1.12M 0.07%
+61,786
New +$1.09M
NYV
184
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$1.1M 0.07%
77,241
+63,107
+446% +$903K
GDYN icon
185
Grid Dynamics Holdings
GDYN
$621M
$1.08M 0.07%
+99,997
New +$1.06M
INSUU
186
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$1.06M 0.06%
100,000
– –
HYACU
187
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.05M 0.06%
100,000
– –
LSEA
188
DELISTED
Landsea Homes
LSEA
$1.04M 0.06%
100,000
– –
LOACU
189
DELISTED
Longevity Acquisition Corporation Units
LOACU
$1.04M 0.06%
100,000
– –
BTCT icon
190
BTC Digital
BTCT
$7.7M
$1.03M 0.06%
+167
New +$1.02M
PTACU
191
DELISTED
PropTech Acquisition Corporation Unit
PTACU
$1.02M 0.06%
+100,000
New +$1.02M
ALGR
192
DELISTED
Allegro Merger Corp
ALGR
$1.02M 0.06%
100,000
– –
CIICU
193
DELISTED
CIIG Merger Corp. Units
CIICU
$1.02M 0.06%
+100,000
New +$1.01M
IRR
194
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$1.01M 0.06%
+244,379
New +$940K
FREE
195
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$983K 0.06%
+97,158
New +$966K
EVY
196
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$979K 0.06%
73,096
-6,160
-8% -$81.8K
LGI
197
Lazard Global Total Return & Income Fund
LGI
$240M
$942K 0.06%
+56,916
New +$894K
THBRU
198
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$784K 0.05%
75,000
– –
ASLE icon
199
AerSale
ASLE
$274M
$764K 0.05%
+75,000
New +$756K
GDL
200
GDL Fund
GDL
$91.9M
$761K 0.05%
81,782
+54,371
+198% +$501K
6 7
8
9 10

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.