RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.2B
AUM Growth
-$71.2M
Cap. Flow
-$67M
Cap. Flow %
-5.6%
Top 10 Hldgs %
30.99%
Holding
261
New
52
Increased
65
Reduced
44
Closed
48

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.5M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.4M
3
CRF
Cornerstone Total Return Fund
CRF
$8.46M
4
PCF
High Income Securities Fund
PCF
$6.79M
5
AVK
Advent Convertible and Income Fund
AVK
$5.75M

Top Sells

1
MZF
Managed Duration Inv Grd Muni Fd
MZF
$14.8M
2
RA
Brookfield Real Assets Income Fund
RA
$13.6M
3
USA icon
Liberty All-Star Equity Fund
USA
$13.3M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$12.2M
5
AOD
abrdn Total Dynamic Dividend Fund
AOD
$8.21M

Sector Composition

1 Financials 2.31%
2 Consumer Discretionary 1.27%
3 Healthcare 0.84%
4 Technology 0.69%
5 Communication Services 0.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KBLMR
176
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$106K 0.01%
230,000
– –
BFIIW
177
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$100K 0.01%
250,000
+5,323
+2% +$2.13K
BROGR
178
DELISTED
Twelve Seas Investment Company Rights
BROGR
$95K 0.01%
+225,000
New +$95K
VTIQW
179
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$91K 0.01%
149,999
+13,305
+10% +$8.07K
WRLSW
180
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$91K 0.01%
174,997
– –
LGC.WS
181
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$89K 0.01%
200,000
+49,701
+33% +$22.1K
TWLVW
182
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$81K 0.01%
+225,000
New +$81K
LTN.RT
183
DELISTED
Union Acquisition Corp.
LTN.RT
$80K 0.01%
200,000
+4,994
+3% +$2K
CMSSW
184
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$75K 0.01%
150,000
– –
TIBRW
185
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$74K 0.01%
125,000
– –
LTN.WS
186
DELISTED
Union Acquisition Corp.
LTN.WS
$70K 0.01%
200,000
+4,994
+3% +$1.75K
MMDMW
187
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$69K 0.01%
115,000
– –
TBRGW
188
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$67K 0.01%
+150,000
New +$67K
BCACR
189
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$66K 0.01%
125,000
– –
DOTAR
190
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$61K 0.01%
120,000
– –
LSEAW
191
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$55K ﹤0.01%
+100,000
New +$55K
NRXPW icon
192
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$54K ﹤0.01%
119,999
+29,958
+33% +$13.5K
IAMXW
193
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$53K ﹤0.01%
150,000
– –
HCCHR
194
DELISTED
HL Acquisitions Corp. Right
HCCHR
$50K ﹤0.01%
+125,000
New +$50K
KBLMW
195
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$50K ﹤0.01%
230,000
– –
TMCXW
196
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$48K ﹤0.01%
96,000
– –
CNACR
197
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$48K ﹤0.01%
120,000
– –
HCCHW
198
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$45K ﹤0.01%
+125,000
New +$45K
LTRYW icon
199
Lottery.com, Inc. Warrants
LTRYW
$343K
$44K ﹤0.01%
150,000
– –
TOTAR
200
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$44K ﹤0.01%
+118,000
New +$44K
6 7
8
9 10